Home/Filings/4/A/0000897069-07-001335
4/A//SEC Filing

SMART BALANCE, INC. 4/A

Accession 0000897069-07-001335

CIK 0001331301operating

Filed

Jun 4, 8:00 PM ET

Accepted

Jun 5, 3:52 PM ET

Size

16.9 KB

Accession

0000897069-07-001335

Insider Transaction Report

Form 4/AAmended
Period: 2007-05-21
Gluck Robert S
DirectorVice Chairman and COO
Transactions
  • Award

    Option to Purchase

    2007-05-21+187,500187,500 total
    Exercise: $9.85From: 2008-05-21Exp: 2017-05-21Common Stock (187,500 underlying)
  • Award

    Option to Purchase

    2007-05-21+375,000375,000 total
    Exercise: $9.85Exp: 2017-05-21Common Stock (375,000 underlying)
Footnotes (4)
  • [F1]Stock options under Rule 16b-3 plan.
  • [F2]This amendment is being filed to correct the number of options granted, which were incorrectly reported in the original filing because the information was shown in thousands without any indication to that effect.
  • [F3]Stock options under Rule 16b-3 plan become exercisable, if at all, if the closing price for a share of common stock of the Company is at least $16.75 per share for 20 of 30 consecutive trading days.
  • [F4]Stock options under Rule 16b-3 plan become exercisable, if at all, if the closing price for a share of common stock of the Company is at least $20.25 per share for 20 of 30 consecutive trading days.

Documents

1 file

Issuer

SMART BALANCE, INC.

CIK 0001331301

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001331301

Filing Metadata

Form type
4/A
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 3:52 PM ET
Size
16.9 KB