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CASH TECHNOLOGIES INC 4

Accession 0000897069-07-001369

CIK 0001022964operating
View on SEC.govCompany Profile

Filed

Jun 11, 8:00 PM ET

Accepted

Jun 12, 5:45 PM ET

Size

43.2 KB

Accession

0000897069-07-001369

Insider Transaction Report

Form 4
Period: 2007-06-08
CASH TECHNOLOGIES INCTQ
BUTLEIN JAYNE
10% Owner
Transactions
  • Other

    Series L Preferred Stock

    2007-06-08+45→ 45 total(indirect: By Foundation)
    → Common Stock (180,000 underlying)
Holdings

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Common Stock

    (indirect: By Partnership)
    1,298,227

  • Common Stock

    (indirect: By Trust)
    10,000

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    → Common Stock (600,000 underlying)
    3

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Trust)
    → Common Stock (1,200,000 underlying)
    6

  • Common Stock

    (indirect: By Trust)
    98,947

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Common Stock

    (indirect: By Trust)
    5,200

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $2.50From: 2005-11-15Exp: 2010-11-15→ Common Stock (140,000 underlying)
    140,000

  • Common Stock

    (indirect: By LLC)
    98,872

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Foundation)
    → Common Stock (200,000 underlying)
    1

  • Common Stock

    (indirect: By Foundation)
    507,631

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (15,000 underlying)
    15,000

  • Series B 8% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
    25,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631
BUTLEIN ERIC
10% Owner
Transactions
  • Other

    Series L Preferred Stock

    2007-06-08+45→ 45 total(indirect: By Foundation)
    → Common Stock (180,000 underlying)
Holdings

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Common Stock

    (indirect: By Partnership)
    1,298,227

  • Common Stock

    (indirect: By Trust)
    98,947

  • Common Stock

    (indirect: By Trust)
    5,200

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    → Common Stock (600,000 underlying)
    3

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Trust)
    → Common Stock (1,200,000 underlying)
    6

  • Series B 8% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
    25,000

  • Common Stock

    (indirect: By Foundation)
    507,631

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $2.50From: 2005-11-15Exp: 2010-11-15→ Common Stock (140,000 underlying)
    140,000

  • Common Stock

    (indirect: By LLC)
    98,872

  • Common Stock

    (indirect: By Trust)
    10,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Foundation)
    → Common Stock (200,000 underlying)
    1

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (15,000 underlying)
    15,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000
EJADA L P
10% Owner
Transactions
  • Other

    Series L Preferred Stock

    2007-06-08+45→ 45 total(indirect: By Foundation)
    → Common Stock (180,000 underlying)
Holdings

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (10,000 underlying)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-17Exp: 2009-09-17→ Common Stock (75,000 underlying)
    75,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.50From: 2004-09-23Exp: 2009-09-23→ Common Stock (52,631 underlying)
    52,631

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $2.50From: 2005-11-15Exp: 2010-11-15→ Common Stock (140,000 underlying)
    140,000

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Foundation)
    → Common Stock (200,000 underlying)
    1

  • Common Stock

    (indirect: By Foundation)
    507,631

  • Common Stock

    (indirect: By Trust)
    10,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-01-10Exp: 2010-01-10→ Common Stock (240,000 underlying)
    240,000

  • Common Stock

    (indirect: By Partnership)
    1,298,227

  • Common Stock

    (indirect: By Trust)
    98,947

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $0.95From: 2002-10-30Exp: 2007-10-30→ Common Stock (97,369 underlying)
    97,369

  • Series G 6% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2004-09-10→ Common Stock (28,571 underlying)
    28,571

  • Warrants (right to buy)

    (indirect: By Trust)
    Exercise: $1.00From: 2004-09-14Exp: 2009-09-14→ Common Stock (50,000 underlying)
    50,000

  • Warrants (right to buy)

    (indirect: By Foundation)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (60,000 underlying)
    60,000

  • Common Stock

    (indirect: By LLC)
    98,872

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (102,231 underlying)
    102,231

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Partnership)
    → Common Stock (600,000 underlying)
    3

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $1.75From: 2005-02-01Exp: 2010-02-01→ Common Stock (90,000 underlying)
    90,000

  • Series J 8% Cumulative Preferred Stock

    (indirect: By Trust)
    → Common Stock (1,200,000 underlying)
    6

  • Series B 8% Cumulative Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2000-08-23→ Common Stock (80,000 underlying)
    80,000

  • Common Stock

    (indirect: By Trust)
    5,200

  • Warrants (right to buy)

    (indirect: By LLC)
    Exercise: $1.75From: 2005-02-02Exp: 2010-02-02→ Common Stock (30,000 underlying)
    30,000

  • Series C 8% Convertible Preferred Stock

    (indirect: By Partnership)
    From: 2001-01-09→ Common Stock (480,769 underlying)
    480,769

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $3.50From: 2004-09-09Exp: 2009-09-09→ Common Stock (15,000 underlying)
    15,000

  • Warrants (right to buy)

    (indirect: By Partnership)
    Exercise: $2.00From: 2005-05-31Exp: 2010-05-31→ Common Stock (25,000 underlying)
    25,000
Footnotes (5)
  • [F1]The Series B Convertible Preferred Stock is convertible into common stock at any time following the issue date, at the liquidation price ($5.00) divided by the lesser of: (a) $5.50 per share; or (b) the average closing price for the issuer's common stock for the five trading days ending on the trading day prior to the date of the conversion notice; provided, however, in no event will the conversion rate be less than $2.50 per share.
  • [F2]The Series C Convertible Preferred Stock is convertible into common stock at any time following the issue date. The Series C Convertible Preferred Stock is convertible into common stock on the basis of one share of common stock for each share of preferred stock.
  • [F3]The Series G Convertible Preferred Stock is convertible into common stock at any time following the issue date. The conversion price of the Series G Convertible Preferred Stock is 80% of the "market price" of the issuer's common stock at the time of the conversion, subject to a minimum of $1.75 per share and a maximum of $2.75 per share. The "market price" is the average of the closing prices of the issuer's common stock for the 20 trading days immediately preceding the conversion date. At the issuer's option, the issuer may require conversion when the "market price" reaches $9 per share.
  • [F4]The preferred stock has a term of seven years. Each share of preferred stock is immediately convertible into one unit for each dollar invested. Each unit consists of four warrants having a five-year term (this five-year term begins to run after the preferred stock is converted), and upon conversion of the preferred stock each warrant is immediately exercisable for one share of common stock. Two of the four warrants have an exercise price of $1.00, one of the four warrants has an exercise price of $1.50 and the remaining warrant has an exercise price of $2.00.
  • [F5]Tikkun Olam Foundation received 45 shares of preferred stock as repayment of a $45,000 loan that the Foundation made to the issuer. Pursuant to Section 16(b) of the Securities Exchange Act of 1934, securities acquired in connection with a debt previously contracted are exempt from Section 16(b). The preferred stock has a term of seven years. Each share of preferred stock is immediately convertible into one unit. Each unit consists of four warrants having a four-year term (this four-year term begins to run after the preferred stock is converted), and upon conversion of the preferred stock each warrant is immediately exercisable for 1,000 shares of common stock. Two of the four warrants have an exercise price of $1.00, one of the four warrants has an exercise price of $1.50 and the remaining warrant has an exercise price of $2.00.

Documents

1 file

Issuer

CASH TECHNOLOGIES INC

CIK 0001022964

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001022964

Filing Metadata

Form type
4
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 5:45 PM ET
Size
43.2 KB
View on SEC.gov