4//SEC Filing
Gillespie Robert J 4
Accession 0000897069-09-000277
CIK 0001331301other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 4:17 PM ET
Size
8.4 KB
Accession
0000897069-09-000277
Insider Transaction Report
Form 4
Gillespie Robert J
Director
Transactions
- Conversion
Common Stock
2008-01-03+17,614→ 34,370 total(indirect: By LLC) - Conversion
Series A Convertible Preferred Stock
2008-01-03−13,889→ 0 total(indirect: By LLC)Exp: 2008-01-03→ Common Stock (17,614 underlying)
Holdings
- 69,878
Common Stock
Footnotes (3)
- [F1]Amount of securities beneficially owned was amended in a Form 3/A filed simultaneously herewith.
- [F2]The Company forced the conversion of the Series A Convertible Preferred Stock into approximately 1.27 shares of common stock for each share of Series A Convertible Preferred Stock owned.
- [F3]The Series A Convertible Preferred Stock was convertible into common stock at any time prior to January 3, 2008.
Documents
Issuer
SMART BALANCE, INC.
CIK 0001331301
Entity typeother
Related Parties
1- filerCIK 0001347029
Filing Metadata
- Form type
- 4
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 4:17 PM ET
- Size
- 8.4 KB