SMART BALANCE, INC.·4

Feb 9, 4:17 PM ET

Gillespie Robert J 4

4 · SMART BALANCE, INC. · Filed Feb 9, 2009

Insider Transaction Report

Form 4
Period: 2008-01-03
Transactions
  • Conversion

    Common Stock

    2008-01-03+17,61434,370 total(indirect: By LLC)
  • Conversion

    Series A Convertible Preferred Stock

    2008-01-0313,8890 total(indirect: By LLC)
    Exp: 2008-01-03Common Stock (17,614 underlying)
Holdings
  • Common Stock

    69,878
Footnotes (3)
  • [F1]Amount of securities beneficially owned was amended in a Form 3/A filed simultaneously herewith.
  • [F2]The Company forced the conversion of the Series A Convertible Preferred Stock into approximately 1.27 shares of common stock for each share of Series A Convertible Preferred Stock owned.
  • [F3]The Series A Convertible Preferred Stock was convertible into common stock at any time prior to January 3, 2008.

Documents

1 file
  • 4
    cmw4024_ex.xmlPrimary