Home/Filings/4/0000897069-09-000654
4//SEC Filing

Hooper William E 4

Accession 0000897069-09-000654

CIK 0001331301other

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 11:33 AM ET

Size

16.2 KB

Accession

0000897069-09-000654

Insider Transaction Report

Form 4
Period: 2008-11-07
Transactions
  • Award

    Option to Purchase

    2008-11-07+18,75018,750 total
    Exercise: $6.53From: 2012-11-07Exp: 2018-11-07Common Stock (18,750 underlying)
  • Award

    Option to Purchase

    2008-11-07+37,50037,500 total
    Exercise: $6.53Exp: 2018-11-07Common Stock (37,500 underlying)
  • Award

    Option to Purchase

    2008-11-07+18,75018,750 total
    Exercise: $6.53From: 2009-11-07Exp: 2018-11-07Common Stock (18,750 underlying)
  • Award

    Option to Purchase

    2008-11-07+18,75018,750 total
    Exercise: $6.53From: 2010-11-07Exp: 2018-11-07Common Stock (18,750 underlying)
  • Award

    Option to Purchase

    2008-11-07+18,75018,750 total
    Exercise: $6.53From: 2011-11-07Exp: 2018-11-07Common Stock (18,750 underlying)
  • Award

    Option to Purchase

    2008-11-07+37,50037,500 total
    Exercise: $6.53Exp: 2018-11-07Common Stock (37,500 underlying)
Footnotes (3)
  • [F1]Stock options under Rule 16b-3 plan.
  • [F2]Stock options under Rule 16b-3 plan become exercisable, if at all, if the closing price for a share of common stock of the Company is at least 16.75 per share for 20 to 30 consecutive days.
  • [F3]Stock options under Rule 16b-3 plan become exercisable, if at all, if the closing price for a share of common stock of the Company is at least 20.25 per share for 20 to 30 consecutive days.

Issuer

SMART BALANCE, INC.

CIK 0001331301

Entity typeother

Related Parties

1
  • filerCIK 0001347030

Filing Metadata

Form type
4
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 11:33 AM ET
Size
16.2 KB