4//SEC Filing
Graham Andrew L. 4
Accession 0000897069-23-000276
CIK 0001640384other
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 4:58 PM ET
Size
15.3 KB
Accession
0000897069-23-000276
Insider Transaction Report
Form 4
Graham Andrew L.
Director
Transactions
- Purchase
Common Stock
2023-04-13$0.93/sh+10,900$10,137→ 43,816 total
Holdings
- 12,605
Stock Option (right to buy)
Exercise: $5.95Exp: 2031-10-28→ Common Stock (12,605 underlying) - 100
Stock Option (right to buy)
Exercise: $500.00Exp: 2022-02-10→ Common Stock (100 underlying) - 167,797
Stock Option (right to buy)
Exercise: $0.59Exp: 2032-12-29→ Common Stock (167,797 underlying)
Footnotes (3)
- [F1]Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan. These options are fully vested as of the date of this Form 4.
- [F2]This option is presently exercisable in full.
- [F3]Option awards to purchase shares of common stock were granted under the Non-Employee Director Compensation Plan, as amended on November 18, 2022 (the "Plan"). Shares subject to the options will vest as to one-half on the 180th day after the grant date and as to one-half on the date that is the first anniversary of the grant date. Unvested awards will become fully vested upon a Change of Control, as that term is used in the Plan.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001458737
Filing Metadata
- Form type
- 4
- Filed
- Apr 13, 8:00 PM ET
- Accepted
- Apr 14, 4:58 PM ET
- Size
- 15.3 KB