4//SEC Filing
Rodgers Bruce M. 4
Accession 0000897069-23-000323
CIK 0001640384other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 4:36 PM ET
Size
10.3 KB
Accession
0000897069-23-000323
Insider Transaction Report
Form 4
Rodgers Bruce M.
DirectorChairman, CEO and President
Transactions
- Award
Stock Option (right to buy)
2023-04-20+1,000,000→ 1,000,000 totalExercise: $0.71Exp: 2033-04-20→ Common Stock (1,000,000 underlying) - Award
Common Stock
2023-04-20+650,000→ 650,000 total
Holdings
- 92,487(indirect: By LLC)
Common Stock
- 118(indirect: By IRA)
Common Stock
- 40(indirect: By IRA)
Common Stock
- 823(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]Award of restricted stock granted to reporting person under the 2021 Omnibus Incentive Plan (the "Plan"). The shares of restricted stock shall vest monthly over a period of twelve (12) months.
- [F2]CGR63, LLC is owned by the Bruce M. Rodgers Revocable Trust and the Carolinn Gould Revocable Trust.
- [F3]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F4]Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001653727
Filing Metadata
- Form type
- 4
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 4:36 PM ET
- Size
- 10.3 KB