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4/A//SEC Filing

Swenson Nicholas John 4/A

Accession 0000897069-23-000335

CIK 0000353184other
View on SEC.govCompany Profile

Filed

Apr 25, 8:00 PM ET

Accepted

Apr 26, 12:08 PM ET

Size

11.0 KB

Accession

0000897069-23-000335

Insider Transaction Report

Form 4/AAmended
Period: 2022-08-26
AIR T INCAIRT
Swenson Nicholas John
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2022-08-26$5.75/sh+3,750$21,563→ 62,920 total
  • Exercise/Conversion

    Common Stock

    2022-08-26−3,750→ 0 total
    Exercise: $5.75From: 2013-08-30Exp: 2022-08-30→ Common Stock (3,750 underlying)
Holdings

  • Common Stock

    (indirect: By Glenhurst Co.)
    94,938

  • Common Stock

    (indirect: By LLC)
    53,301

  • Common Stock

    (indirect: By LLC)
    169,806

  • Common Stock

    (indirect: By AO Partners I, LP)
    972,584
Footnotes (5)
  • [F1]This amendment is being filed to correct the balance held by AO Partners I, LP. On the Form 4 filed August 30, 2022, the balance omitted prior purchases that were previously reported on a Form 4 filed on February 16, 2022.
  • [F2]The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F3]The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.
  • [F4]The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  • [F5]The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

AIR T INC

CIK 0000353184

→
Entity typeother

Related Parties

1
  • filerCIK 0001478067

Filing Metadata

Form type
4/A
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 12:08 PM ET
Size
11.0 KB
View on SEC.gov