Swenson Nicholas John 4/A

4/A · AIR T INC · Filed Apr 26, 2023

Form 4/AAmended

Period: 2022-08-26

10% Owner

Transactions

Exercise/Conversion
Common Stock
2022-08-26$5.75/sh+3,750$21,563→ 62,920 total
Exercise/Conversion
Common Stock
2022-08-26−3,750→ 0 total
Exercise: $5.75From: 2013-08-30Exp: 2022-08-30→ Common Stock (3,750 underlying)

Holdings

Footnotes (5)

[F1]This amendment is being filed to correct the balance held by AO Partners I, LP. On the Form 4 filed August 30, 2022, the balance omitted prior purchases that were previously reported on a Form 4 filed on February 16, 2022.
[F2]The reported securities are owned directly by AO Partners I. L.P., and indirectly by AO Partners, LLC, as General Partner of AO Partners I. L.P., and Nicholas J. Swenson as Managing Member of AO Partners, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
[F3]The reported securities are owned directly by Glenhurst Co., a Minnesota corporation, wholly owned by Nicholas J. Swenson.
[F4]The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
[F5]The reported securities are owned directly by Groveland DST, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland DST, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file