Marcus Gregory S 4/A

Accession 0000897069-24-000242

CIK 0000062234other

View on SEC.gov Company Profile

Filed

Feb 4, 7:00 PM ET

Accepted

Feb 5, 5:17 PM ET

Size

30.4 KB

Accession

0000897069-24-000242

Insider Transaction Report

Form 4/AAmended

Period: 2023-07-25

MARCUS CORPMCS

Marcus Gregory S

President and CEO

Transactions

Exercise/Conversion
Common Stock
2023-07-25$13.04/sh+57,500$749,800→ 248,368 total
Tax Payment
Common Stock
2023-07-25$15.00/sh−53,390$800,850→ 194,978 total
Exercise/Conversion
Stock Option (right to buy) (granted 7/30/13)
2023-07-25−57,500→ 0 total
Exercise: $13.04Exp: 2023-07-30→ Common Stock (57,500 underlying)

Holdings

Common Stock
(indirect: As custodian)
75
Stock Option (right to buy) (granted 2/27/18)
Exercise: $27.00Exp: 2028-02-27→ Common Stock (75,000 underlying)
75,000
Stock Option (right to buy) (granted 2/26/19)
Exercise: $41.90Exp: 2029-02-26→ Common Stock (70,200 underlying)
70,200
Stock Option (right to buy) (granted 2/25/20)
Exercise: $28.88Exp: 2030-02-25→ Common Stock (121,000 underlying)
121,000
Stock Option (right to buy)(granted 3/9/21)
Exercise: $21.84Exp: 2031-03-09→ Common Stock (137,300 underlying)
137,300
Common Stock
(indirect: By 401(k))
7,267
Stock Option (right to buy) (granted 7/29/14)
Exercise: $18.34Exp: 2024-07-29→ Common Stock (49,500 underlying)
49,500
Stock Option (right to buy) (granted 7/28/15)
Exercise: $20.26Exp: 2025-07-28→ Common Stock (44,100 underlying)
44,100
Stock Option (right to buy) (granted 3/1/16)
Exercise: $18.68Exp: 2026-03-01→ Common Stock (28,500 underlying)
28,500
Stock Option (right to buy) (granted 3/8/22)
Exercise: $17.04Exp: 2032-03-08→ Common Stock (152,000 underlying)
152,000
Class B Common Stock
→ Common Stock (191,056 underlying)
191,056
Class B Common Stock
(indirect: As custodian)
→ Common Stock (10,786 underlying)
10,786
Class B Common Stock
(indirect: By Trust)
→ Common Stock (8,388 underlying)
8,388
Stock Option (right to buy) (granted 2/28/17)
Exercise: $31.20Exp: 2027-02-28→ Common Stock (40,000 underlying)
40,000
Stock Option (right to buy) (granted 5/8/20)
Exercise: $12.71Exp: 2030-05-08→ Common Stock (80,000 underlying)
80,000
Stock Option (right to buy)(granted 3/7/23)
Exercise: $15.99Exp: 2033-03-07→ Common Stock (172,300 underlying)
172,300
Class B Common Stock
(indirect: By Spouse)
→ Common Stock (18,233 underlying)
18,233

Footnotes (11)

[F1]Represents a net exercise of outstanding options. The reporting person received 4,110 shares of common stock on net exercise of option to purchase 57,500 shares of common stock. The Company withheld 53,390 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on July 25, 2023 of $15.00, pursuant to the terms of The Marcus Corporation 2004 Equity and Incentive Awards Plan.
[F10]As sole custodian of the Alexandra Marcus U/WI/UTMA, the Michael Marcus U/WI/UTMA, and the Samantha Marcus U/WI/UTMA.
[F11]As trustee of the Gabriella Marcus Trust, the Daniella Marcus Trust and the Jessica Marcus Trust.
[F2]The Form 4 filed on July 28, 2023, reported incorrectly the total number of securities owned directly by the reporting person following the reported transaction. As a result of this error, the total amount of securities beneficially owned as reported in Table I - Line 2 shows 49,280 more shares than actually owned by the reporting person. As of the date of this filing, the reporting person owns 194,978 shares directly.
[F3]As sole custodian of the Alexandra Marcus U/WI/UTMA.
[F4]Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan.
[F5]The options originally granted vest and become exercisable as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
[F6]The options originally granted vest and become exercisable as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
[F7]This security is convertible into common stock on a 1-for-1 basis at no cost.
[F8]This security is immediately exercisable.
[F9]No expiration date.

Documents

1 file

4
form4.xml

Issuer

MARCUS CORP

CIK 0000062234

→

Entity typeother

Related Parties

filerCIK 0001333075

Filing Metadata

Form type: 4/A
Filed: Feb 4, 7:00 PM ET
Accepted: Feb 5, 5:17 PM ET
Size: 30.4 KB

View on SEC.gov