Earnings Feed
Start Free
Home/Filings/4/0000897069-24-001158
4//SEC Filing

Rodgers Bruce M. 4

Accession 0000897069-24-001158

CIK 0001640384other
View on SEC.govCompany Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 4:35 PM ET

Size

11.0 KB

Accession

0000897069-24-001158

Insider Transaction Report

Form 4
Period: 2024-05-21
LM FUNDING AMERICA, INC.LMFA
Rodgers Bruce M.
DirectorChairman, CEO and President
Transactions
  • Purchase

    Warrant

    2024-05-21$0.26/sh+343,399.83$90,932→ 343,399.83 total(indirect: By LLC)
    Exercise: $30.00Exp: 2026-10-19→ Common Stock (343,399.83 underlying)
Holdings

  • Common Stock

    (indirect: By LLC)
    15,415

  • Common Stock

    (indirect: By IRA)
    20

  • Common Stock

    (indirect: By IRA)
    7

  • Stock Option (right to buy)

    Exercise: $4.28Exp: 2033-04-20→ Common Stock (166,667 underlying)
    166,667

  • Common Stock

    108,333

  • Common Stock

    (indirect: By LLC)
    137
Footnotes (5)
  • [F1]Effective on March 12, 2024, LM Funding America, Inc. effected a 6 to 1 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.
  • [F2]CGR63, LLC is owned by the Bruce M. Rodgers Revocable Trust and the Carolinn Gould Revocable Trust.
  • [F3]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
  • [F4]Warrant is presently exercisable in full.
  • [F5]Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.

Documents

1 file

Issuer

LM FUNDING AMERICA, INC.

CIK 0001640384

→
Entity typeother

Related Parties

1
  • filerCIK 0001653727

Filing Metadata

Form type
4
Filed
May 21, 8:00 PM ET
Accepted
May 22, 4:35 PM ET
Size
11.0 KB
View on SEC.gov