Home/Filings/4/0000897069-24-001188
4//SEC Filing

Russell Richard D. 4

Accession 0000897069-24-001188

CIK 0001640384other

Filed

May 27, 8:00 PM ET

Accepted

May 28, 4:56 PM ET

Size

9.6 KB

Accession

0000897069-24-001188

Insider Transaction Report

Form 4
Period: 2024-05-23
Russell Richard D.
Chief Financial Officer
Transactions
  • Purchase

    Warrant

    2024-05-23$0.25/sh+83,545$20,886413,478.17 total
    Exercise: $30.00Exp: 2026-10-19Common Stock (83,545 underlying)
Holdings
  • Stock Option (right to buy)

    Exercise: $3000.00Exp: 2027-11-29Common Stock (83 underlying)
    83
  • Stock Option (right to buy)

    Exercise: $300.00Exp: 2028-05-29Common Stock (250 underlying)
    250
  • Common Stock

    112,547
  • Stock Option (right to buy)

    Exercise: $4.28Exp: 2033-04-20Common Stock (166,667 underlying)
    166,667
Footnotes (3)
  • [F1]Warrant is presently exercisable in full.
  • [F2]Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones
  • [F3]This option is presently exercisable in full.

Documents

1 file

Issuer

LM FUNDING AMERICA, INC.

CIK 0001640384

Entity typeother

Related Parties

1
  • filerCIK 0001634290

Filing Metadata

Form type
4
Filed
May 27, 8:00 PM ET
Accepted
May 28, 4:56 PM ET
Size
9.6 KB