4//SEC Filing
Rodgers Bruce M. 4
Accession 0000897069-24-001190
CIK 0001640384other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 4:58 PM ET
Size
10.5 KB
Accession
0000897069-24-001190
Insider Transaction Report
Form 4
Rodgers Bruce M.
DirectorChairman, CEO and President
Transactions
- Purchase
Warrant
2024-05-23$0.25/sh+86,955$21,739→ 430,354.83 totalExercise: $30.00Exp: 2026-10-19→ Common Stock (86,955 underlying)
Holdings
- 166,667
Stock Option (right to buy)
Exercise: $4.28Exp: 2033-04-20→ Common Stock (166,667 underlying) - 108,333
Common Stock
- 20(indirect: By IRA)
Common Stock
- 15,415(indirect: By LLC)
Common Stock
- 137(indirect: By LLC)
Common Stock
- 7(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]CGR63, LLC is owned by the Bruce M. Rodgers Revocable Trust and the Carolinn Gould Revocable Trust.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Warrant is presently exercisable in full.
- [F4]Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001653727
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 4:58 PM ET
- Size
- 10.5 KB