Rodgers Bruce M. 4
4 · LM FUNDING AMERICA, INC. · Filed May 28, 2024
Insider Transaction Report
Form 4
Rodgers Bruce M.
DirectorChairman, CEO and President
Transactions
- Purchase
Warrant
2024-05-23$0.25/sh+86,955$21,739→ 430,354.83 totalExercise: $30.00Exp: 2026-10-19→ Common Stock (86,955 underlying)
Holdings
- 166,667
Stock Option (right to buy)
Exercise: $4.28Exp: 2033-04-20→ Common Stock (166,667 underlying) - 108,333
Common Stock
- 20(indirect: By IRA)
Common Stock
- 15,415(indirect: By LLC)
Common Stock
- 137(indirect: By LLC)
Common Stock
- 7(indirect: By IRA)
Common Stock
Footnotes (4)
- [F1]CGR63, LLC is owned by the Bruce M. Rodgers Revocable Trust and the Carolinn Gould Revocable Trust.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Warrant is presently exercisable in full.
- [F4]Options were granted under the Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.