4//SEC Filing
Duran Ryan H 4
Accession 0000897069-24-001317
CIK 0001640384other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 4:19 PM ET
Size
9.7 KB
Accession
0000897069-24-001317
Insider Transaction Report
Form 4
Duran Ryan H
Vice President of Operations
Transactions
- Sale
Common Stock
2024-06-05$3.31/sh+500$1,655→ 19,818 total
Holdings
- 41,667
Stock Option (right to buy)
Exercise: $4.51Exp: 2033-04-20→ Common Stock (41,667 underlying) - 29,167
Stock Option (right to buy)
Exercise: $35.70Exp: 2031-10-28→ Common Stock (29,167 underlying) - 83
Stock Option (right to buy)
Exercise: $300.00Exp: 2028-05-29→ Common Stock (83 underlying) - 14
Stock Option (right to buy)
Exercise: $3000.00Exp: 2026-01-04→ Common Stock (14 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
- [F3]This option is presently exercisable in full.
Documents
Issuer
LM FUNDING AMERICA, INC.
CIK 0001640384
Entity typeother
Related Parties
1- filerCIK 0001742160
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 4:19 PM ET
- Size
- 9.7 KB