BRESSLER BENJAMIN 4

4 · LINDBLAD EXPEDITIONS HOLDINGS, INC. · Filed Feb 5, 2026

Research Summary

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LIND Founder Benjamin Bressler Sells 222,389 Shares After Option Exercises

What Happened
Benjamin Bressler (listed as Founder & CEO of NHA) exercised stock options and immediately sold all shares acquired. On 2026-02-04 he exercised 181,389 shares (reported acquisition $0) and sold the same 181,389 shares for aggregate proceeds of $3,273,128 (weighted avg price reported $18.04). On 2026-02-05 he exercised 41,000 shares (reported acquisition $0) and sold those 41,000 shares for $741,202 (weighted avg price reported $18.08). Total reported proceeds ≈ $4.01 million for 222,389 shares.

Key Details

  • Transaction dates: 2026-02-04 (181,389 shares) and 2026-02-05 (41,000 shares).
  • Reported sale proceeds: $3,273,128 (2/4) + $741,202 (2/5) = $4,014,330 total.
  • Prices: weighted averages $18.04 (2/4) and $18.08 (2/5). Footnotes note actual sale prices ranged $18.00–$18.09 (2/4) and $18.00–$18.18 (2/5); the filer offers to provide the per-trade breakdown upon request.
  • The Form shows the acquisitions at $0 and marks the derivative transactions as option exercises; footnote F3 says the options were granted under the 2021 Long Term Incentive Plan per his employment agreement.
  • Shares owned after the transactions: not specified in the provided Form 4 disclosure.

Context

  • This pattern—exercising options and immediately selling the resulting shares—is commonly a cashless exercise plus sale (the filing reports exercise (M) followed by sale (S)). It is a sale of stock rather than a purchase, which is generally less informative about insider sentiment than purchases.
  • The filing was made on 2026-02-05 covering transactions on 2026-02-04 and 02-05; no late-filing indication appears in the provided details.

Insider Transaction Report

Form 4
Period: 2026-02-04
BRESSLER BENJAMIN
*Founder & CEO of NHA
Transactions
  • Exercise/Conversion

    Common Stock

    2026-02-04+181,389204,855 total
  • Sale

    Common Stock

    [F1]
    2026-02-04$18.04/sh181,389$3,273,12823,466 total
  • Exercise/Conversion

    Common Stock

    2026-02-05+41,00064,466 total
  • Sale

    Common Stock

    [F2]
    2026-02-05$18.08/sh41,000$741,20223,466 total
  • Exercise/Conversion

    Stock Option (right to buy)

    [F3]
    2026-02-04181,38941,000 total
    Exercise: $8.44From: 2024-03-14Exp: 2034-03-17Common Stock (181,389 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    [F3]
    2026-02-0541,0000 total
    Exercise: $8.44From: 2024-03-14Exp: 2034-03-17Common Stock (41,000 underlying)
Footnotes (3)
  • [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.09, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.18, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  • [F3]Stock option granted under the 2021 Long Term Incentive Plan pursuant to his employment agreement.
Signature
/s/ John J. Wolfel, Attorney-in-Fact for Benjamin Bressler|2026-02-05

Documents

1 file
  • 4
    form4.xmlPrimary

    FORM 4