Home/Filings/4/0000897077-14-000073
4//SEC Filing

ALAMO GROUP INC 4

Accession 0000897077-14-000073

$ALGCIK 0000897077operating

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 4:32 PM ET

Size

12.0 KB

Accession

0000897077-14-000073

Insider Transaction Report

Form 4
Period: 2014-12-16
Transactions
  • Other

    Derivative (Right to Buy) for directors

    2014-12-16+5,0000 total
    Exercise: $25.18From: 2008-05-07Exp: 2017-05-06Common Stock (5,000 underlying)
  • Other

    Derivative (Right to Buy) for directors

    2014-12-16+3,8644,136 total
    Exercise: $11.45From: 2010-05-11Exp: 2019-05-11Common Stock (3,864 underlying)
Footnotes (3)
  • [F1]On December 16, 2014, the Issuer's Board of Directors approved the transfer of options to acquire 8,864 shares of the Issuer's common stock from the Reporting Person to Capital Southwest Corporation ("CSW"), pursuant to an agreement entered into between the Reporting Person and CSW stipulating that the transferred options are intended to be for the benefit of CSW, and the balance is intended to be for the benefit of the Reporting Person. The Reporting Person is the former Chairman of the Board, President and Chief Executive Officer of CSW. The transferred options will be subject to the lock-up agreement dated November 12, 2014 entered into by CSW with the underwriters of shares of the Issuer's common stock that CSW sold in a public offering on November 12, 2014.
  • [F2]These options were originally granted to the Reporting Person on May 7, 2007 pursuant to the Alamo Group Inc. First Amended and Restated 1999 Non-Qualified Stock Option Plan. These options vested in five equal annual installments beginning on May 7, 2008.
  • [F3]These options were originally granted to the Reporting Person on May 11, 2009 pursuant to the Alamo Group Inc. First Amended and Restated 1999 Non-Qualified Stock Option Plan. These options vested in 5 equal annual installments beginning on May 11, 2010.

Issuer

ALAMO GROUP INC

CIK 0000897077

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000897077

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 4:32 PM ET
Size
12.0 KB