4//SEC Filing
PENTEL RANDOLPH M 4
Accession 0000897101-06-001805
CIK 0001173359other
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 2:43 PM ET
Size
12.5 KB
Accession
0000897101-06-001805
Insider Transaction Report
Form 4
PENTEL RANDOLPH M
Director10% Owner
Transactions
- Gift
Common stock warrants (right to buy)
2006-07-01−50,000→ 2,504,664 totalExercise: $1.10From: 2001-07-01Exp: 2006-07-01→ Common stock (50,000 underlying) - Exercise Out-of-Money
Common stock
2006-07-01$1.10/sh+75,000$82,500→ 13,461,221 total - Award
Common stock
2006-05-01$0.40/sh+2,179,664$871,866→ 13,386,221 total - Award
Common stock warrants (right to buy)
2006-05-01+2,179,664→ 2,554,664 totalExercise: $0.90From: 2006-05-01Exp: 2011-05-01→ Common stock (2,179,664 underlying) - Exercise of In-Money
Common stock warrants (right to buy)
2006-07-01$1.10/sh−75,000$82,500→ 2,429,664 totalExercise: $1.10From: 2001-07-01Exp: 2006-07-01→ Common stock (75,000 underlying)
Footnotes (1)
- [F1]The issuer entered into a Securities Purchase Agreement dated May 1, 2006 pursuant to which the issuer agreed to convert $871,865.89 of debt owed by the issuer to the reporting person into (i) 2,179,664 shares of common stock and (ii) warrants to purchase 2,179,664 shares of common stock at an exercise price of $.90 per share.
Documents
Issuer
CAPSOURCE FINANCIAL INC
CIK 0001173359
Entity typeother
Related Parties
1- filerCIK 0001256756
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 2:43 PM ET
- Size
- 12.5 KB