PENTEL RANDOLPH M 4
4 · CAPSOURCE FINANCIAL INC · Filed Aug 28, 2006
Insider Transaction Report
Form 4
PENTEL RANDOLPH M
Director10% Owner
Transactions
- Gift
Common stock warrants (right to buy)
2006-07-01−50,000→ 2,504,664 totalExercise: $1.10From: 2001-07-01Exp: 2006-07-01→ Common stock (50,000 underlying) - Exercise Out-of-Money
Common stock
2006-07-01$1.10/sh+75,000$82,500→ 13,461,221 total - Award
Common stock
2006-05-01$0.40/sh+2,179,664$871,866→ 13,386,221 total - Award
Common stock warrants (right to buy)
2006-05-01+2,179,664→ 2,554,664 totalExercise: $0.90From: 2006-05-01Exp: 2011-05-01→ Common stock (2,179,664 underlying) - Exercise of In-Money
Common stock warrants (right to buy)
2006-07-01$1.10/sh−75,000$82,500→ 2,429,664 totalExercise: $1.10From: 2001-07-01Exp: 2006-07-01→ Common stock (75,000 underlying)
Footnotes (1)
- [F1]The issuer entered into a Securities Purchase Agreement dated May 1, 2006 pursuant to which the issuer agreed to convert $871,865.89 of debt owed by the issuer to the reporting person into (i) 2,179,664 shares of common stock and (ii) warrants to purchase 2,179,664 shares of common stock at an exercise price of $.90 per share.