Triton Pacific Investment Corporation, Inc. 4
4 · Triton Pacific Investment Corporation, Inc. · Filed Aug 2, 2013
Insider Transaction Report
Form 4
Faggen Craig J.
DirectorCEO, President and Chairman10% Owner
Transactions
- Purchase
Common stock, par value $0.001 per share
2013-07-31$13.50/sh+7,315$98,753→ 14,815 total(indirect: See footnote 1)
Footnotes (1)
- [F1]Craig J. Faggen is the majority owner of Triton Pacific Adviser, LLC, Triton Pacific Investment Corporation, Inc.'s ("TPIC's") investment adviser, and has voting and investment control over the securities owned by Triton Pacific Adviser, LLC. As such, Craig J. Faggen may be deemed a beneficial owner of the shares of TPIC's common stock owned by Triton Pacific Adviser, LLC.