|4Feb 1, 4:12 PM ET

I2 TECHNOLOGIES INC 4

4 · I2 TECHNOLOGIES INC · Filed Feb 1, 2010

Insider Transaction Report

Form 4
Period: 2010-01-28
Transactions
  • Disposition to Issuer

    2.5% Series B Convertible Preferred Stock

    2010-01-28$121936020.82/sh110,658$13,493,196,191,9000 total
    Exercise: $23.15Common Stock (4,780,038 underlying)
Footnotes (4)
  • [F1]The Preferred Stock was immediately convertible into Common Stock at a conversion rate of 43.1965 shares of Common Stock per share of Preferred Stock.
  • [F2]All shares were disposed of pursuant to merger transaction in which holders of the Preferred Stock received $1100 per share plus accrued dividends through the transaction date.
  • [F3]All shares reported herein as being owned by Amalgamated Gadget, LP ("Amalgamated") were acquired by Amalgamated, for and on behalf of R2 Investments, LDC, or its subsidiary R2 Top Hat, Ltd. (collectively, "R2"), pursuant to an Investment Management Agreement. Pursuant to such Agreement, Amalgamated has sole voting and dispositive power of such shares and R2 has no beneficial ownership of such shares.
  • [F4]This filing shall not be deemed an admission that Amalgamated is the beneficial owner of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act"). Scepter Holdings, Inc. ("Scepter") is the general partner of Amalgamated, which is the holder of the shares reported herein. Geoffrey P. Raynor ("Raynor") is the sole shareholder of Scepter. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, each of Scepter and Raynor is deemed to be the beneficial owner of any shares beneficially owned by Amalgamated only to the extent of the greater of his or its respective direct or indirect interest.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT