13F-HR 1 edgtiff.txt FORM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 --------------- Check here if Amendment ( ); Amendment Number: ______________ This Amendment (Check only one.) : ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Foundation Advisers, Inc. ------------------------- Address: 590 Peter Jefferson Parkway, Suite 250 --------------- Charlottesville, VA 22911 -------------------------- Form 13F File Number: 028-06313 --------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that is it understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Esther Cash ----------- Title: Director, Managing Director, Foundation Advisers, Inc. ------------------------------------------------------ Phone: 434-817-8200 ------------ Signature, Place, and Date of Signing: /s/ Esther Cash Charlottesville, VA May 31, 2002 -------------- ------------------- ------------ (Signature) (City, State) (Date) Report Type (Check only one.): ( ) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported in this report and a portion are reported by other reporting manager(s).) ( X ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 -- Form 13F Information Table Entry Total: 138 --- Form 13F Information Table Value Total: $43,418,659.70 ------------ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file numbers (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Aronson & Partners - 028-05508 Harding, Loevner Management, L.P. - 028-04434 Martingale Asset Management, L.P. - 028-04632 Shapiro Capital - 028-04097 Westport Asset Management, Inc. - 028-04441

Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: ------ ------ ------- ------- ------- ------- ------ Title Fair Market Shares or Investment Discretion ----- ----------- --------- --------------------- Name Of Issuer of Class CUSIP Value Principal Amt. (a)Sole (b)Shared (c)Shared Other Managers -------------- -------- ----- ----- -------------- ------ -------- --------------- -------- Actuate Corp. COM 00508B102 $~~121~~166,~~210~~060.00 23,000.00 X Agil Software Corp. COM 00846X105 $9265,~~988~~340.00 5,400.00 X Allegiance Telecom, Inc. COM 01747T102 $16,800.00 5,600.00 X Arena Pharmaceuticals, Inc. COM 040047102 $~~436~~173,~~689~~304.00 3617,~~300~~400.00 X Art Technology Group Inc. COM 04289L107 $~~617~~365,~~526~~547.00 177,450.00 X ArthoCare Corp. COM 043136100 $~~518~~520,~~177~~489.00 28,900.00 X Biosite Diagnostics, Inc. COM 090945106 $~~141~~185,~~449~~625.00 7,~~700~~500.00 X Brancote Holdings plc COM 990120081 $~~192~~256,~~294~~631.7214 105,700.00 X Centra Software, Inc. COM 15234X103 $39173,~~200~~038.00 435,900.00 X ClickAction, Inc. COM 18681E107 $ 3962,~~116~~992.00 50,800.00 X ClickAction, Inc. PREFERRED 18681E990 $35,~~465~~580.00 6,000.00 X ClickAction, Inc. WARRANT 18681E9W9 $0.00 600.00 X Conductus, Inc. COM 206784100 $~~253~~204,~~707~~452.0960 92,933.00 X Conductus, Inc. WARRANT 206784993 $~~600~~0.00 20,000.00 X Corner Bay ~~Minerals~~Materials, Inc. COM 992205039 $6483,~~128~~737.4262 34,700.00 X Cysive, Inc. COM 23281T108 $1811,~~265~~463.0030 64,~~500~~700.00 X DB Group Ltd. COM 996555587 $~~964~~1,~~382~~086,290.4020 400,000.00 X Docent, Inc. COM 25608L106 $19,116.00 10,800.00 X Dyax Corp. COM 26746E103 $3913,~~492~~248.00 3,600.00 X E-LOAN, Inc. COM 26861P107 $~~267~~308,~~720~~580.00 ~~145~~166,~~500~~800.00 X eXcelon Corp. COM 300691102 $~~261~~341,~~407~~840.3741 223,425.1100 X Exponent, Inc. COM 30214U102 $~~629~~681,~~760~~472.00 51,200.00 X Geerlings & Wade, Inc. COM 368473104 $5261,~~535~~383.00 55,300.00 X Genencor International Inc. COM 368709101 $~~590~~397,~~520~~250.00 3735,000.00 X Hain Celestial Group, Inc. COM 405217100 $2722,~~460~~250.00 1,000.00 X HPD Exploration COM 990304941 $43,~~584~~844.5180 60,000.00 X IBT Repurchase Agreement REPO REPO009X1 $~~927~~450,~~290~~724.6498 ~~927~~450,~~290~~725.6400 X IntelliCorp, Inc. COM 458153103 $~~810~~630.00 3,000.00 X iPrint.~~Com~~com, Inc. COM 462628108 $2415,~~904~~848.00 113,200.00 X Kana Software, Inc. COM 483600300 $5551,~~461~~300.00 2,850.00 X ~~Keynote~~Mercator ~~Systems~~Software, Inc. COM ~~493308100~~587587106 $~~116~~55,~~875~~500.00 1210,~~500~~000.00 X Navidec, Inc. COM 63934Q101 $3335,~~560~~238.00 83,900.00 X Nexprise, Inc. COM 65333Q103 $2,870.00 7,000.00 X Niku Corp. COM 654113109 $6072,~~636~~540.00 37,200.00 X North American Palladium Ltd. COM 656912102 $~~198~~207,~~803~~328.00 34,100.00 X North American Scientific, ~~Corp~~Inc. COM 65715D100 $5049,~~920~~172.00 3,800.00 X Pacific Rim Mining Private COM 694915794 $511,~~097~~188.8841 35,000.00 X ~~Pacific Rim Mining Warants WARRANT 6949159A9 $0.17 17,500.00 X~~ Patina Oil & Gas Corp. COM 703224105 $~~162~~185,~~250~~968.00 5,900.00 X PetroQuest Energy, Inc. COM 716748108 $~~147~~308,~~364~~247.00 2753,~~700~~800.00 X PharmChem Laboratories, Inc. COM 717133102 $~~255~~183,~~740~~056.00 269,200.00 X Preview Systems, Inc. COM 741379101 $102,~~354~~672.00 66,800.00 X Quicksilver Resources, Inc. COM 74837R104 $~~177~~213,~~165~~900.00 9,300.00 X RehabCare Group, Inc. COM 759148109 $7674,~~960~~100.00 2,600.00 X Restoration Hardware, Inc. COM 760981100 $2637,~~820~~500.00 3,000.00 X ~~Secure~~RSA ~~Computing~~Security, ~~Corp~~Inc. COM ~~813705100~~749719100 $1043,~~275~~200.00 ~~500~~4,800.00 X ~~SeeBeyond~~Secure ~~Technology~~Computing Corp. COM ~~815704101~~813705100 $~~448~~9,~~140~~805.00 ~~46,200~~500.00 X ~~Selectica~~SeeBeyond ~~Inc~~Technology Corp. COM ~~816288104~~815704101 $~~208~~299,~~120~~880.00 3439,~~400~~200.00 X ~~Strategic Diagnostics~~Selectica, Inc. COM ~~862700101~~816288104 $56249,~~800~~356.00 864,~~000~~600.00 X The Pep ~~Boyds~~Boys - Manny, Moe & Jack COM 713278109 $~~732~~615,~~305~~680.00 4237,~~700~~000.00 X Titan Pharmaceuticals, Inc. COM 888314101 $6039,~~822~~957.00 65,~~200~~700.00 X Tumbleweed Communications Corp. COM 899690101 $1860,~~403,622~~132.00 236,300.00 X UCBH Holdings, Inc. COM 90262T308 $~~139~~176,~~356~~302.00 4,900.00 X Ultra Petroleum Corp. COM 903914109 $74395,~~907~~010.00 1249,~~300~~500.00 X Unify Corp. COM 904743101 $2156,~~632~~576.00 83,200.00 X ValiCert, Inc. COM ~~91915q105~~91915Q105 $~~244~~130,~~470~~665.00 84,300.00 X Vicinity Corp. COM 925653107 $~~120~~139,~~365~~650.00 66,500.00 X ~~W-H~~Webex ~~Energy Services~~Communications, Inc. COM ~~92925E108~~94767L109 $~~102~~93,~~870~~765.00 5,~~400~~700.00 X Websense, Inc. COM 947684106 $~~404~~317,~~082~~016.00 12,600.00 X W-H Energy Services, Inc. COM 92925E108 $116,640.00 5,400.00 X Adobe Systems, Inc. COM 00724F101 $82209,~~800~~508.00 465,~~000~~200.00 X ~~American~~Affiliated ~~International~~Computer ~~Group~~Services COM 008190100 $140,325.00 ~~Inc~~2,500.00 X American International Group COM 026874107 $~~184~~591,~~800~~548.00 78,~~000~~200.00 X Amgen, Inc. COM 031162100 $~~434~~799,~~500~~712.00 513,~~500~~400.00 X Anadarko Petroleum Corp. COM 032511107 $~~209~~530,~~190~~536.00 9,~~500~~400.00 X Analog Devices, Inc. COM 032654105 $~~121~~67,~~103~~560.00 341,~~700~~500.00 X AOL Time Warner, Inc. COM 00184A105 $~~873~~553,~~840~~410.00 2623,400.00 X ~~Automatic~~Apache ~~Data~~Corp. ~~Processing~~COM 037411105 $113,760.00 2,000.00 X Applied Materials Inc. COM ~~053015103~~038222105 $~~155~~135,~~870~~675.00 62,500.00 X Baker Hughes, Inc. COM 057224107 $95,625.00 2,500.00 X Baxter International, Inc. COM 071813109 $~~530~~279,~~687~~744.00 94,700.00 X Best Buy Co., Inc. COM 086516101 $~~897~~396,000.00 115,~~500~~000.00 X Brocade Communications Systems, Inc. COM 111621108 $1191,~~351~~700.00 7,~~480~~100.00 23X Calpine Corp. COM 131347106 $184,~~000~~150.00 14,500.00 X Cardinal Health, Inc. COM 14149Y108 $~~721~~301,~~200~~282.0050 154,~~000~~250.00 X Check Point ~~Software~~Sorftware Technologies Ltd. COM M22465104 $~~125~~252,~~640~~320.00 38,~~000~~300.00 X CIENA Corp. COM 171779101 $70162,~~560~~000.00 118,~~500~~000.00 X Cisco Systems, Inc. COM 17275R102 $~~550~~1,~~500~~063,204.00 1062,~~000~~800.00 X Citigroup, Inc. COM 172967101 $~~204~~648,~~525~~712.00 413,~~500~~100.00 X Colgate-Palmolive Co. COM 194162103 $~~271~~188,~~350~~595.00 83,~~100~~300.00 X Concord EFS, Inc. COM 206197105 $~~766~~196,~~728~~175.00 135,~~800~~900.00 X Dell Computer Corp. COM 247025109 $~~116~~438,~~449~~648.00 816,~~300~~800.00 X Elan Corp. plc - ADR COM 284131208 $~~344~~157,~~431~~183.00 1511,~~100~~300.00 X Electronic Data Systems Corp. COM 285661104 $~~277~~376,~~312~~935.5000 36,~~750~~500.00 X Eli Lilly & Co. COM 532457108 $~~164~~655,~~640~~320.00 168,~~000~~600.00 X EMC Corp. COM 268648102 $~~764~~226,~~904~~480.00 6219,~~800~~000.00 X Exxon Capital Corp. COM 30231G102 $197,235.00 4,500.00 X Fifth Third Bancorp. COM 316773100 $~~603~~195,~~450~~692.00 142,900.00 X First Data Corp. COM 319963104 $~~506~~322,~~775~~825.00 83,700.00 X General Electric Co. COM 369604103 $~~268~~1,~~685~~527,960.00 1440,~~500~~800.00 X Genzyme Corp. COM 372917104 $~~293~~196,~~750~~515.00 254,~~000~~500.00 X Harley-Davidson, Inc. COM 412822108 $~~460~~264,~~275~~624.00 94,~~500~~800.00 X Home Depot, Inc. COM 437076102 $~~547~~661,~~010~~096.00 913,~~500~~600.00 X ~~Human Genome Sciences COM 444903108 $381,220.00 14,000.00 X~~ IBT Repurchase Agreement REPO REPO009X1 $~~399~~833,~~620~~176.0074 6833,~~500~~177.00 X Intel Corp. COM 458140100 $~~186~~1,~~432~~094,760.00 336,~~200~~000.00 X International Business Machines Corp. COM 459200101 $2634,~~135,280~~400.00 576,~~400~~100.00 X JDS Uniphase Corp. COM 46612J101 $~~201~~154,~~283~~907.00 1526,~~100~~300.00 X Johnson & Johnson COM 478160104 $454,~~200~~650.00 107,000.00 X Kohl's Corp. COM 500255104 $~~259~~412,~~200~~670.00 65,~~400~~800.00 X Kraft Foods, Inc. COM 50075N104 $~~824~~378,~~955~~770.00 219,~~500~~800.00 X Liberty Media Corp., Class A COM 530718105 $~~138~~360,~~645~~240.00 428,500.00 X Linear ~~Technology~~Technolgy Corp. COM 535678106 $1663,~~240,983~~300.0700 115,~~240,983~~000.0700 X Lockheed Martin Corp. COM 539830109 $~~734~~431,~~040~~850.00 367,~~000~~500.00 X Lowe's, Inc. COM 548661107 $~~932~~369,~~230~~665.00 108,~~100~~500.00 X Marsh & McLennan ~~Companies~~Co's, Inc. COM 571748102 $~~228~~496,~~784~~056.00 364,~~200~~400.00 X Medtronic, Inc. COM 585055106 $~~278~~501,~~400~~831.00 511,~~800~~100.00 X Merck & ~~Company~~Co., Inc. COM 589331107 $~~223~~408,~~405~~818.00 67,~~500~~100.00 X Microsoft Corp. COM 594918104 $~~501~~1,~~650~~706,773.00 3928,300.00 X Minnesota Mining & Manufacturing Co. COM 604059105 $172,515.00 1,500.00 X Nextel Communications, Inc., Class A COM 65332V103 $~~774~~86,~~720~~080.00 916,~~600~~000.00 X Nokia Corp. - ADR COM 654902204 $~~393~~709,~~600~~308.00 1234,200.00 X Northrop Grumman Corp. COM 666807102 $226,100.00 2,000.00 X Novellus Systems, Inc. COM 670008101 $27,065.00 500.00 X NVIDIA Corp. COM 67066G104 $~~269~~133,~~025~~080.00 83,~~500~~000.00 X Oracle Corp. COM 68389X105 $~~435~~197,~~150~~120.00 415,~~500~~400.00 X PeopleSoft, Inc. COM 712713106 $~~213~~255,~~780~~710.00 67,000.00 X ~~PepsiCo~~PesiCo, Inc. COM 713448108 $~~913~~973,~~500~~350.00 2118,~~000~~900.00 X Pfizer, Inc. COM 717081103 $~~692~~1,~~640~~371,030.00 1034,~~400~~500.00 X Procter & Gamble Co. COM 742718109 $~~406~~360,~~000~~360.00 104,000.00 X Qualcomm, Inc. COM 747525103 $1263,~~693,727~~480.00 337,~~100~~000.00 X RF Micro Devices, Inc. COM 749941100 $~~386~~180,~~555~~790.00 2410,~~700~~100.00 X Schlumberger Ltd. COM 806857108 $147,050.00 2,500.00 X Siebel Systems, Inc. COM 826170102 $244,575.00 7,500.00 X Sprint Corp. (PCS Group) COM 852061506 $~~128~~87,~~520~~465.00 48,500.00 X Sun ~~Microsystems~~Microsytems, Inc. COM 866810104 $82201,~~410~~096.00 322,~~000~~800.00 X Sysco Corp. COM 871829107 $~~187~~328,~~442~~020.00 1411,~~900~~000.00 X Target Corp. COM 87612E106 $811,~~180~~082,312.00 425,~~500~~100.00 X The Goldman Sachs Group, Inc. COM 38141G104 $~~771~~361,~~150~~000.00 154,~~900~~000.00 X Tyco International Ltd. COM 902124106 $1436,~~828~~320.00 13,~~560~~500.00 45X United Technologies Corp COM 913017109 $185,~~600~~500.00 2,500.00 X UnitedHealth Group, Inc. COM 91324P102 $~~309~~573,~~010~~150.00 67,500.00 X VeriSign, Inc. COM 92343E102 $91159,~~410~~300.00 5,~~500~~900.00 X Veritas Software Corp. COM 923436109 $27394,~~321~~470.00 29,~~100~~000.00 X Viacom, Inc. Class B COM 925524308 $~~192~~570,~~691~~766.00 2311,~~300~~800.00 X Vodafone Group plc SPSp - ADR COM 92857W100 $~~255~~418,~~400~~361.00 1022,~~000~~700.00 X Walgreen Co. COM 931422109 $1321,~~079~~358.00 8,~~840~~200.00 34X Wells Fargo Co. COM 949746101 $335,920.00 6,800.00 X Wyeth Corp. COM 983024100 $328,250.00 5,000.00 X XI Capital Ltd., Class A COM G98255105 $336,060.00 3,600.00 X $43,418,659.70 Item 1: Item 8: ------ ------- Voting Auth. ------------ Name Of Issuer (a) Sole (b) Shared ( c) None -------------- -------- ---------- -------- Actuate Corp. X Agil Software Corp. X Allegiance Telecom, Inc. X Arena Pharmaceuticals, Inc. X Art Technology Group Inc. X ArthoCare Corp. X Biosite Diagnostics, Inc. X Brancote Holdings plc X Centra Software, Inc. X ClickAction, Inc. X ClickAction, Inc. X ClickAction, Inc. X Conductus, Inc. X Conductus, Inc. X Corner Bay ~~Minerals~~Materials, Inc. X Cysive, Inc. X DB Group Ltd. X Docent, Inc. X Dyax Corp. X E-LOAN, Inc. X eXcelon Corp. X Exponent, Inc. X Geerlings & Wade, Inc. X Genencor International Inc. X Hain Celestial Group, Inc. X HPD Exploration X IBT Repurchase Agreement X IntelliCorp, Inc. X iPrint.~~Com~~com, Inc. X Kana Software, Inc. X ~~Keynote~~Mercator ~~Systems~~Software, Inc. X Navidec, Inc. X Nexprise, Inc. X Niku Corp. X North American Palladium Ltd. X North American Scientific, ~~Corp~~Inc. X Pacific Rim Mining Private X ~~Pacific Rim Mining Warrants X~~ Patina Oil & Gas Corp. X PetroQuest Energy, Inc. X PharmChem Laboratories, Inc. X Preview Systems, Inc. X Quicksilver Resources, Inc. X RehabCare Group, Inc. X Restoration Hardware, Inc. X RSA Security, Inc. X Secure Computing Corp. X SeeBeyond Technology Corp. X Selectica ~~Inc. X Strategic Diagnostics~~, Inc. X The Pep Boys - Manny, Moe & Jack X Titan Pharmaceuticals, Inc. X Tumbleweed Communications Corp. X UCBH Holdings, Inc. X Ultra Petroleum Corp. X Unify Corp. X ValiCert, Inc. X Vicinity Corp. X ~~W-H~~Webex ~~Energy~~Communications,Inc. ~~Services~~X Websense, Inc. X ~~Websense~~W-H Energy Services, Inc. X Adobe Systems, Inc. X Affiliated Computer Services X American International Group, ~~Inc.~~ X Amgen, Inc. X Anadarko Petroleum Corp. X Analog Devices, Inc. X AOL Time Warner, Inc. X ~~Automatic~~Apache ~~Data~~Corp. ~~Processing~~X Applied Materials Inc. X Baker Hughes, Inc. X Baxter International, Inc. X Best Buy Co., Inc. X Brocade Communications Systems, Inc. X Calpine Corp. X Cardinal Health, Inc. X Check Point ~~Software~~Sorftware Technologies Ltd. X CIENA Corp. X Cisco Systems, Inc. X Citigroup, Inc. X Colgate-Palmolive Co. X Concord EFS, Inc. X Dell Computer Corp. X Elan Corp. plc - ADR X Electronic Data Systems Corp. X Eli Lilly & Co. X EMC Corp. X Exxon Capital Corp. X Fifth Third Bancorp. X First Data Corp. X General Electric Co. X Genzyme Corp. X Harley-Davidson, Inc. X Home Depot, Inc. X ~~Human Genome Sciences X~~ IBT Repurchase Agreement X Intel Corp. X International Business Machines Corp. X JDS Uniphase Corp. X Johnson & Johnson X Kohl's Corp. X Kraft Foods, Inc. X Liberty Media Corp., Class A X Linear ~~Technology~~Technolgy Corp. X Lockheed Martin Corp. X Lowe's, Inc. X Marsh & McLennan ~~Companies~~Co's, Inc. X Medtronic, Inc. X Merck & ~~Company~~Co., Inc. X Microsoft Corp. X Minnesota Mining & Manufacturing Co. X Nextel Communications, Inc., Class A X Nokia Corp. - ADR X Northrop Grumman Corp. X Novellus Systems, Inc. X NVIDIA Corp. X Oracle Corp. X PeopleSoft, Inc. X ~~PepsiCo~~PesiCo, Inc. X Pfizer, Inc. X Procter & Gamble Co. X Qualcomm, Inc. X RF Micro Devices, Inc. X Schlumberger Ltd. X Siebel Systems, Inc. X Sprint Corp. (PCS Group) X Sun ~~Microsystems~~Microsytems, Inc. X Sysco Corp. X Target Corp. X The Goldman Sachs Group, Inc. X Tyco International Ltd. X United Technologies Corp X UnitedHealth Group, Inc. X VeriSign, Inc. X Veritas Software Corp. X Viacom, Inc. Class B X Vodafone Group plc SPSp - ADR X Walgreen Co. X Wells Fargo Co. X Wyeth Corp. X XI Capital Ltd., Class A X

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