3//SEC Filing
KKR Financial Corp 3
Accession 0000898382-10-000012
CIK 0001301508operating
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 3:53 PM ET
Size
16.2 KB
Accession
0000898382-10-000012
Insider Transaction Report
Form 3
COOPERMAN LEON G
10% Owner
Holdings
- 6,967,354(indirect: By Partnership)
Common Stock
- 2,000,000(indirect: By Foundation)
Common Stock
- 200,000
Common Stock
- 6,518,213(indirect: Managed Accounts)
Common Stock
- (indirect: Watchung Road Associates)
7.5 % Convertible Senior Notes due 2017
Exercise: $31.00Exp: 2017-01-15→ Common Stock (322,581 underlying) - (indirect: By Partnership)
7.5 % Convertible Senior Notes due 2017
Exercise: $31.00Exp: 2017-01-15→ Common Stock (69,001 underlying) - (indirect: Managed Accounts)
7.5% Convertible Senior Notes due 2017
Exercise: $31.00Exp: 2017-01-15→ Common Stock (41,161 underlying) 7% Convertible Senior Notes due 2012
Exercise: $8.18Exp: 2012-07-15→ Common Stock (611,023 underlying)7.5 % Convertible Senior Notes due 2017
Exercise: $31.00Exp: 2017-01-15→ Common Stock (193,549 underlying)- (indirect: By Foundation)
7.5% Convertible Senior Notes due 2017
Exercise: $31.00Exp: 2017-01-15→ Common Stock (19,355 underlying)
Footnotes (8)
- [F1]The securities are held in managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F2]The securities are held in the accounts of private investment vehicles over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F3]The notes are convertible (i) at any time prior to the close of business on the business day preceding any redemption of the notes, to the extent such notes are called for redemption, (ii) upon the satisfaction of certain market price or trading price conditions or the occurrence of certain specified transactions or (iii) at any time between June 15, 2012 and the close of business on the business day preceding the stated maturity date, July 15, 2012.
- [F4]The notes are convertible at the Company's option either for the number of shares of common stock listed in Table II, for cash or for a combination thereof.
- [F5]Subject to adjustment.
- [F6]The notes are convertible at any time prior to the close of business on the business day preceding (i) any redemption of the notes, to the extent such notes are called for redemption, (ii) any termination of conversion rights or (iii) the stated maturity date, January 15, 2017.
- [F7]The securities are held in the accounts of a family limited partnership over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F8]The securities are held in the account of the Leon & Toby Cooperman Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Documents
Issuer
KKR Financial Corp
CIK 0001301508
Entity typeoperating
Related Parties
1- filerCIK 0001301508
Filing Metadata
- Form type
- 3
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 3:53 PM ET
- Size
- 16.2 KB