4/A//SEC Filing
KKR Financial Corp 4/A
Accession 0000898382-10-000016
CIK 0001301508operating
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:57 PM ET
Size
23.9 KB
Accession
0000898382-10-000016
Insider Transaction Report
Form 4/AAmended
COOPERMAN LEON G
10% Owner
Transactions
- Purchase
Common Stock
2010-05-18$7.79/sh+300,000$2,337,600→ 7,038,213 total(indirect: Managed Accounts) - Purchase
Common Stock
2010-05-17$7.89/sh+220,000$1,736,636→ 6,738,213 total(indirect: Managed Accounts)
Holdings
- 200,000(indirect: By Foundation)
Common Stock
- 1,222,046(indirect: Watchung Road Associates)
7.5% Convertible Senior Notes
Exercise: $8.11Exp: 2017-01-15→ Common Stock (1,222,046 underlying) - 155,933(indirect: Investment Entities)
7.5% Convertible Senior Notes due 2017
Exercise: $8.11Exp: 2017-01-15→ Common Stock (155,933 underlying) - 48,882(indirect: By Foundation)
7.5% Convertible Senior Notes due 2017
Exercise: $8.11Exp: 2017-01-15→ Common Stock (48,882 underlying) - 2,000,000
Common Stock
- 6,967,354(indirect: Investment Entities)
Common Stock
- 10,360(indirect: By Foundation)
Common Stock
- 733,228
7.5% Convertible Senior Notes due 2017
Exercise: $8.11Exp: 2017-01-15→ Common Stock (733,228 underlying) - 73,323(indirect: By Foundation)
7.5% Convertible Senior Notes due 2017
Exercise: $8.11Exp: 2017-01-15→ Common Stock (73,323 underlying) - 161,291
7% Convertible Senior Notes due 2012
Exercise: $31.00Exp: 2012-07-15→ Common Stock (161,291 underlying) - 261,396(indirect: Managed Accounts)
7.5% Convertible Senior Notes due 2017
Exercise: $8.11Exp: 2017-01-15→ Common Stock (261,396 underlying)
Footnotes (11)
- [F1]Represents average purchase price. Full information regarding the number of shares purchased at each separate price will be provided by the reporting person upon request to the staff of the SEC, the Issuer, or a scurity holder of the Issuer.
- [F10]The securities are held in the account of a family limited partnership over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein,and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F11]The securities are held in the account of the NJ Performing Arts Foudation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F2]The securities are held in managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F3]The securities are held in the account of the Leon & Toby Cooperman Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F4]The securities are held in the accounts of private investment entities over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F5]The securities are held in the account of the JCF Metrowest Foundation over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- [F6]The Notes are convertible (i) at any time prior to the close of business on the business day preceding any redemption of the notes, to the extent such notes are called for redemption, (ii) upon the satisfaction of certain market price or trading price conditions or the occurrence of certain specified transactions or (iii) at any time between June 15, 2012 and the close of business on the business day preceding the stated maturity date, July 15, 2012.
- [F7]The Notes are convertible at the Company's option either for the number of shares of common stock listed in Table II, for cash or for a combination thereof.
- [F8]Subject to adjustment.
- [F9]The Notes are convertible at any time prior to the close of business on the business day preceding (i) any redemption of the notes, to the extent such notes are called for redemption, (ii) any termination of conversion rights or (iii) the stated maturity date, January 15, 2017.
Documents
Issuer
KKR Financial Corp
CIK 0001301508
Entity typeoperating
Related Parties
1- filerCIK 0001301508
Filing Metadata
- Form type
- 4/A
- Filed
- May 19, 8:00 PM ET
- Accepted
- May 20, 4:57 PM ET
- Size
- 23.9 KB