KBW, INC. 4
4 · KBW, INC. · Filed Nov 13, 2006
Insider Transaction Report
Form 4
KBW, INC.KBW
Roth Peter
CEO of KBW Asset Mgmt, Ltd.
Transactions
- Award
Common Stock, par value $0.01 per share
2006-11-08+20,000→ 239,429 total
Footnotes (1)
- [F1]Restricted Stock Award. These restricted stock awards will vest 25% on November 8, 2008; 35% on November 8, 2009; and the remaining 40% on November 8, 2010. Vesting would accelerate on a change in control, death or permanent disability. Any unvested shares would be forfeited on any other termination of employment, including voluntary termination, termination with or without "cause" (as defined in the relevant award agreement) or retirement.