Home/Filings/4/0000898822-07-000885
4//SEC Filing

INVESTORS FINANCIAL SERVICES CORP 4

Accession 0000898822-07-000885

CIK 0000949589operating

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 9:44 PM ET

Size

55.5 KB

Accession

0000898822-07-000885

Insider Transaction Report

Form 4
Period: 2007-07-02
MARONEY EDMUND J
SVP, Technology
Transactions
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-023740 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (374 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0260,0000 total
    Exercise: $39.19Exp: 2015-11-14Common Stock (60,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-027290 total
    Exercise: $41.03Exp: 2008-11-16Common Stock (729 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0250,8080 total
    Exercise: $10.88Exp: 2009-11-15Common Stock (50,808 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0214,0520 total
    Exercise: $10.88Exp: 2009-11-15Common Stock (14,052 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0219,4640 total
    Exercise: $10.76Exp: 2008-11-16Common Stock (19,464 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0212,5600 total
    Exercise: $10.76Exp: 2007-11-18Common Stock (12,560 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-021,8380 total
    Exercise: $33.13Exp: 2007-11-18Common Stock (1,838 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0268,3040 total
    Exercise: $5.98Exp: 2008-11-16Common Stock (68,304 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0276,8420 total
    Exercise: $31.66Exp: 2011-11-14Common Stock (76,842 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0220,0000 total
    Exercise: $41.03Exp: 2014-11-15Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0229,7520 total
    Exercise: $7.27Exp: 2007-11-18Common Stock (29,752 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,0620 total
    Exercise: $22.22Exp: 2007-11-18Common Stock (2,062 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0216,5120 total
    Exercise: $5.41Exp: 2007-11-18Common Stock (16,512 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-02109,0330 total
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0282,9440 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (82,944 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-021,8050 total
    Exercise: $39.88Exp: 2008-11-16Common Stock (1,805 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0216,7810 total
    Exercise: $31.09Exp: 2012-11-12Common Stock (16,781 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0237,1240 total
    Exercise: $34.75Exp: 2010-11-13Common Stock (37,124 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0217,0560 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (17,056 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0216,7360 total
    Exercise: $41.03Exp: 2014-11-15Common Stock (16,736 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-029,3160 total
    Exercise: $31.66Exp: 2011-11-14Common Stock (9,316 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-029240 total
    Exercise: $34.90Exp: 2007-11-18Common Stock (924 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,4380 total
    Exercise: $28.10Exp: 2007-11-18Common Stock (2,438 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0217,1260 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (17,126 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-029,7820 total
    Exercise: $34.75Exp: 2010-11-13Common Stock (9,782 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated February 4, 2007 among the Issuer and State Street Corporation in exchange for the right to receive 0.906 shares of State Street Corporation Common Stock. On the date of closing shares of State Street Corporation Common Stock closed at $68.70.
  • [F2]This option was cancelled on July 2, 2007, the date of the merger of the Issuer into State Street Bank for a cash payment of the excess of $61.9957 over the exercise price per share of Issuer common stock subject to such option.

Documents

1 file

Issuer

INVESTORS FINANCIAL SERVICES CORP

CIK 0000949589

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949589

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:44 PM ET
Size
55.5 KB