Home/Filings/4/0000898822-07-000887
4//SEC Filing

INVESTORS FINANCIAL SERVICES CORP 4

Accession 0000898822-07-000887

CIK 0000949589operating

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 9:45 PM ET

Size

53.4 KB

Accession

0000898822-07-000887

Insider Transaction Report

Form 4
Period: 2007-07-02
SHEEHAN KEVIN J
Chairman & CEO
Transactions
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0217,0560 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (17,056 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0250,4560 total
    Exercise: $7.50Exp: 2007-11-18Common Stock (50,456 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-0263,5140 total
    Exercise: $41.03Exp: 2014-11-15Common Stock (63,514 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0290,0000 total
    Exercise: $39.19Exp: 2015-11-14Common Stock (90,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0291,5120 total
    Exercise: $5.41Exp: 2007-11-18Common Stock (91,512 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-023,4280 total
    Exercise: $29.03Exp: 2008-11-16Common Stock (3,428 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-021,6240 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (1,624 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0230,0000 total
    Exercise: $41.03Exp: 2014-11-15Common Stock (30,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0226,7810 total
    Exercise: $31.09Exp: 2012-11-12Common Stock (26,781 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02117,1240 total
    Exercise: $34.75Exp: 2010-11-13Common Stock (117,124 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-02724,4390 total
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0239,1620 total
    Exercise: $34.75Exp: 2010-11-13Common Stock (39,162 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02207,9440 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (207,944 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,3450 total
    Exercise: $42.61Exp: 2010-11-13Common Stock (2,345 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0227,1260 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (27,126 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02153,3040 total
    Exercise: $5.98Exp: 2008-11-16Common Stock (153,304 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-027,9760 total
    Exercise: $7.50Exp: 2008-11-16Common Stock (7,976 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0233,3720 total
    Exercise: $10.76Exp: 2008-11-16Common Stock (33,372 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0230,1480 total
    Exercise: $10.76Exp: 2007-11-18Common Stock (30,148 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0216,3620 total
    Exercise: $31.66Exp: 2011-11-14Common Stock (16,362 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02116,8420 total
    Exercise: $31.66Exp: 2011-11-14Common Stock (116,842 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02109,6880 total
    Exercise: $10.88Exp: 2009-11-15Common Stock (109,688 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02110,8080 total
    Exercise: $10.88Exp: 2009-11-15Common Stock (110,808 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,8500 total
    Exercise: $34.90Exp: 2007-11-18Common Stock (2,850 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated February 4, 2007 among the Issuer and State Street Corporation in exchange for the right to receive 0.906 shares of State Street Corporation Common Stock. On the date of closing shares of State Street Corporation Common Stock closed at $68.70
  • [F2]This option was cancelled on July 2, 2007, the date of the meger of the Issuer into State Street Bank for a cash payment of the excess of $61.9957 over the exercise price per share of Issuer common stock subject to such option.

Documents

1 file

Issuer

INVESTORS FINANCIAL SERVICES CORP

CIK 0000949589

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949589

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:45 PM ET
Size
53.4 KB