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4//SEC Filing

INVESTORS FINANCIAL SERVICES CORP 4

Accession 0000898822-07-000894

CIK 0000949589operating
View on SEC.govCompany Profile

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 9:48 PM ET

Size

63.5 KB

Accession

0000898822-07-000894

Insider Transaction Report

Form 4
Period: 2007-07-02
INVESTORS FINANCIAL SERVICES CORPIFIN
ROGERS MICHAEL F
President
Transactions
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−270→ 0 total
    Exercise: $34.79Exp: 2013-11-17→ Common Stock (270 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−75,000→ 0 total
    Exercise: $39.19Exp: 2015-11-14→ Common Stock (75,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−18,100→ 0 total
    Exercise: $34.90Exp: 2009-11-15→ Common Stock (18,100 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−8,122→ 0 total
    Exercise: $33.13Exp: 2007-11-18→ Common Stock (8,122 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−65,697→ 0 total
    Exercise: $41.03Exp: 2014-11-15→ Common Stock (65,697 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−8,215→ 0 total
    Exercise: $36.00Exp: 2008-11-16→ Common Stock (8,215 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−87,875→ 0 total
    Exercise: $39.19Exp: 2015-11-14→ Common Stock (87,875 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−32,444→ 0 total
    Exercise: $10.76Exp: 2008-11-16→ Common Stock (32,444 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−8,990→ 0 total
    Exercise: $33.13Exp: 2008-11-16→ Common Stock (8,990 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−25,953→ 0 total
    Exercise: $38.05Exp: 2009-11-15→ Common Stock (25,953 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−36,837→ 0 total
    Exercise: $34.79Exp: 2013-11-17→ Common Stock (36,837 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-02−1,214,387→ 0 total
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−17,056→ 0 total
    Exercise: $46.90Exp: 2017-01-19→ Common Stock (17,056 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−96,842→ 0 total
    Exercise: $31.66Exp: 2011-11-14→ Common Stock (96,842 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−3,324→ 0 total
    Exercise: $31.09Exp: 2008-11-16→ Common Stock (3,324 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−4,454→ 0 total
    Exercise: $36.22Exp: 2008-11-16→ Common Stock (4,454 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−3,476→ 0 total
    Exercise: $36.22Exp: 2007-11-18→ Common Stock (3,476 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−41,513→ 0 total
    Exercise: $31.09Exp: 2012-11-12→ Common Stock (41,513 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−2,627→ 0 total
    Exercise: $38.05Exp: 2009-11-15→ Common Stock (2,627 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−25,000→ 0 total
    Exercise: $41.03Exp: 2014-11-15→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−3,354→ 0 total
    Exercise: $28.97Exp: 2007-11-12→ Common Stock (3,354 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−97,124→ 0 total
    Exercise: $34.75Exp: 2010-11-13→ Common Stock (97,124 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−22,126→ 0 total
    Exercise: $34.79Exp: 2013-11-17→ Common Stock (22,126 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−21,781→ 0 total
    Exercise: $31.09Exp: 2012-11-12→ Common Stock (21,781 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−25,369→ 0 total
    Exercise: $46.90Exp: 2017-01-19→ Common Stock (25,369 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−132,944→ 0 total
    Exercise: $46.90Exp: 2017-01-19→ Common Stock (132,944 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−54,436→ 0 total
    Exercise: $10.76Exp: 2007-11-18→ Common Stock (54,436 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−46,080→ 0 total
    Exercise: $34.75Exp: 2010-11-13→ Common Stock (46,080 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−2,850→ 0 total
    Exercise: $34.90Exp: 2007-11-18→ Common Stock (2,850 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-02−86,878→ 0 total
    Exercise: $31.66Exp: 2011-11-14→ Common Stock (86,878 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated 2/4/07 among the Issuer and State Street Corporation in exchange for the right to receive 0.906 shares of State Street Corporation Common Stock. On the date of closing shares of State Street Corporation Common Stock closed at $68.70.
  • [F2]This option was cancelled on 7/2/2007, the date of the merger of the Issuer into State Street Bank for a cash payment of the excess of $61.9957 over the exercise price per share of Issuer common stock subject to such option.

Documents

1 file

Issuer

INVESTORS FINANCIAL SERVICES CORP

CIK 0000949589

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949589

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:48 PM ET
Size
63.5 KB
View on SEC.gov