INVESTORS FINANCIAL SERVICES CORP 4
4 · INVESTORS FINANCIAL SERVICES CORP · Filed Jul 5, 2007
Insider Transaction Report
Form 4
HENRY JOHN E
SVP,General Counsel,Secretary
Transactions
- Disposition to Issuer
Common Stock
2007-07-02−48,691→ 0 total - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−17,056→ 0 totalExercise: $46.90Exp: 2017-01-19→ Common Stock (17,056 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−60,000→ 0 totalExercise: $39.19Exp: 2015-11-14→ Common Stock (60,000 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−234→ 0 totalExercise: $36.22Exp: 2008-05-12→ Common Stock (234 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−36,856→ 0 totalExercise: $34.75Exp: 2010-11-13→ Common Stock (36,856 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−17,126→ 0 totalExercise: $34.79Exp: 2013-11-17→ Common Stock (17,126 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−791→ 0 totalExercise: $34.79Exp: 2013-11-17→ Common Stock (791 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−1,705→ 0 totalExercise: $58.63Exp: 2011-11-14→ Common Stock (1,705 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−186→ 0 totalExercise: $36.22Exp: 2007-11-18→ Common Stock (186 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−20,000→ 0 totalExercise: $41.03Exp: 2014-11-15→ Common Stock (20,000 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−82,944→ 0 totalExercise: $46.90Exp: 2017-01-19→ Common Stock (82,944 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−23,158→ 0 totalExercise: $31.66Exp: 2011-11-14→ Common Stock (23,158 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−1,122→ 0 totalExercise: $32.63Exp: 2007-11-18→ Common Stock (1,122 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−8,771→ 0 totalExercise: $34.79Exp: 2013-11-17→ Common Stock (8,771 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−16,781→ 0 totalExercise: $31.09Exp: 2012-11-12→ Common Stock (16,781 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−1,706→ 0 totalExercise: $58.63Exp: 2012-11-12→ Common Stock (1,706 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−3,442→ 0 totalExercise: $35.07Exp: 2009-11-15→ Common Stock (3,442 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−494→ 0 totalExercise: $58.63Exp: 2013-11-17→ Common Stock (494 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−6,096→ 0 totalExercise: $36.97Exp: 2008-05-12→ Common Stock (6,096 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−36,842→ 0 totalExercise: $31.66Exp: 2011-11-14→ Common Stock (36,842 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−850→ 0 totalExercise: $32.63Exp: 2008-05-12→ Common Stock (850 underlying) - Disposition to Issuer
Common Stock (right to buy)
2007-07-02−1,863→ 0 totalExercise: $58.63Exp: 2010-11-13→ Common Stock (1,863 underlying)
Footnotes (2)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated 2/4/07 among the Issuer and State Street Corporation in exchange for the right to receive 0.906 shares of State Street Corporation Common Stock. On the date of closing shares of State Street Corporation Common Stock closed at $68.70.
- [F2]This option was cancelled on 7/2/07, the date of the merger of the Issuer into State Street Bank for a cash payment of the excess of $61.9957 over the exercise price per share of Issuer common stock subject to such option.