Home/Filings/4/0000898822-07-000902
4//SEC Filing

INVESTORS FINANCIAL SERVICES CORP 4

Accession 0000898822-07-000902

CIK 0000949589operating

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 9:51 PM ET

Size

31.4 KB

Accession

0000898822-07-000902

Insider Transaction Report

Form 4
Period: 2007-07-02
SPINNEY JOHN N JR
SVP, Chief Financial Officer
Transactions
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0247,5880 total
    Exercise: $41.45Exp: 2014-06-15Common Stock (47,588 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,4120 total
    Exercise: $41.45Exp: 2014-06-15Common Stock (2,412 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0285,0760 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (85,076 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0260,0000 total
    Exercise: $39.19Exp: 2015-11-14Common Stock (60,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-029,3330 total
    Exercise: $39.19Exp: 2015-11-14Common Stock (9,333 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-023740 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (374 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-021,3080 total
    Exercise: $42.66Exp: 2012-06-18Common Stock (1,308 underlying)
  • Disposition to Issuer

    Common Stock

    2007-07-0229,2150 total
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0214,9240 total
    Exercise: $46.90Exp: 2017-01-19Common Stock (14,924 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-029,7960 total
    Exercise: $36.97Exp: 2012-06-18Common Stock (9,796 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-0220,0000 total
    Exercise: $41.03Exp: 2014-11-15Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-022,5010 total
    Exercise: $31.09Exp: 2012-11-12Common Stock (2,501 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-024,6270 total
    Exercise: $34.79Exp: 2013-11-17Common Stock (4,627 underlying)
  • Disposition to Issuer

    Common Stock (right to buy)

    2007-07-026070 total
    Exercise: $42.66Exp: 2012-11-12Common Stock (607 underlying)
Footnotes (2)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated 02/04/2007 among the Issuer and State Street Corporation in exchange for the right to receive 0.906 shares of State Street Corporation Common Stock. On the date of closing shares of State Street Corporation Common Stock closed at $68.70.
  • [F2]This option was cancelled on 07/02/07, the date of the merger of the Issuer into State Street Bank for a cash payment of the excess of $61.9957 over the exercise price per share of Issuer common stock subject to such option.

Documents

1 file

Issuer

INVESTORS FINANCIAL SERVICES CORP

CIK 0000949589

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000949589

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 9:51 PM ET
Size
31.4 KB