CAPITAL SENIOR LIVING CORP 4
4 · CAPITAL SENIOR LIVING CORP · Filed Sep 26, 2003
Insider Transaction Report
Form 4
STROUD JAMES A
DirectorChairman and Secretary10% Owner
Transactions
- Sale
COMMON STOCK
2003-09-22$4.68/sh−90$421→ 10 total(indirect: As custodian for son)
Holdings
- 2,900,000(indirect: Autumnwood Ltd.)
COMMON STOCK
- 1,934,925(indirect: By Trust)
COMMON STOCK
- 55,000
COMMON STOCK
- 102,815(indirect: By Foundation)
COMMON STOCK
Footnotes (2)
- [F1]Held as custodian for son. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F2]The September 22, 2003 sale in combination with a portion of the reporting person's earlier-reported September 4, 2003 purchase may constitute an unintentional technical breach of the short-swing profit rules under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Although the sale and purchase were executed by the minor son of the reporting person without the reporting person's knowledge, the reporting person has voluntarily elected to disgorge any profit from such sale and purchase pursuant to Section 16(b) of the Exchange Act.