4//SEC Filing
ZATPACK INC 4
Accession 0000899140-01-500478
CIK 0000773723other
Filed
Dec 18, 7:00 PM ET
Accepted
—
Size
16.3 KB
Accession
0000899140-01-500478
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (3)
- [1]In October 2000, the Company sold a $3 million Subordinated Promissory Note (the "Note") to Zatpack, Inc. ("Zatpack"). In connection with the sale of the Note, Zatpack received an immediately exercisable warrant to purchase 992,789 shares of the Company's common stock for a purchase price of $.5855 per share.
- [2]In December 2001, the Company amended and restated its credit agreement (the "Amended Credit Agreement") with Wells Fargo Bank, N.A. ("Wells Fargo"). As a condition to the closing of the Amended Credit Agreement, Wells Fargo required the payment of a closing fee in the aggregate amount of $779,067 (the "Closing Fee"). Zatpack paid the Closing Fee in consideration of the issuance to Zatpack of an immediately exercisable warrant to purchase 865,630 shares of the Company's common stock for a purchase price of $.01 per share.
- [3]Zuellig Group N.A., Inc. ("ZGNA"), a wholly owned subsidiary of Zatpack, directly owns 988,471 shares of common stock. Zuellig Botanicals, Inc. ("ZBI"), a wholly owned subsidiary of ZGNA directly owns 1,204,955 shares of common stock. By reason of the control that Zatpack exercises of ZGNA, it may be deemed under Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Act"), to beneficially own all of the shares owned by ZGNA and ZBI. Therefore, Zatpack may be deemed to beneficially own 4,051,845 shares of common stock, which includes the 1,858,419 shares obtainable by Zatpack upon exercise of the warrants discussed herein. This filing shall not be deemed an admission by Zatpack that Zatpack is, for purposes of Section 16 or the Act, the beneficial owner of any equity securities covered by this filing. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the /s/ Harvey L. Sperry December 19, 2001 collection of information contained in this form --------------------------------------------- ----------------------- are not required to respond unless the form **
Issuer
HAUSER INC
CIK 0000773723
Entity typeother
IncorporatedSwitzerland
Related Parties
1- filerCIK 0000943988
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Size
- 16.3 KB