4//SEC Filing
ZATPACK INC 4
Accession 0000899140-02-000062
CIK 0000773723other
Filed
Feb 5, 7:00 PM ET
Accepted
—
Size
12.6 KB
Accession
0000899140-02-000062
Insider Transaction Report
Form 4
No transactions or holdings reported in this filing.
Footnotes (2)
- [1]In December 2001, Hauser, Inc. (the "Company") amended and restated its credit agreement (the "Amended Credit Agreement") with Wells Fargo Bank, N.A. ("Wells Fargo"). As a condition to the closing of the Amended Credit Agreement, Wells Fargo required the payment of a closing fee in the aggregate amount of $779,067 (the "Closing Fee"). Zatpack Inc. ("Zatpack") paid the Closing Fee in consideration of the issuance to Zatpack of an immediately exercisable warrant to purchase 865,630 shares of the Company's common stock for a purchase price of $.01 per share (the "Warrant"). On January 31, 2002, Zatpack sold the Warrant for $779,067.
- [2]Zuellig Group N.A., Inc. ("ZGNA"), a wholly owned subsidiary of Zatpack, directly owns 988,471 shares of common stock. Zuellig Botanicals, Inc. ("ZBI"), a wholly owned subsidiary of ZGNA directly owns 1,204,955 shares of common stock. By reason of the control that Zatpack exercises of ZGNA, it may be deemed under Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Act"), to beneficially own all of the shares owned by ZGNA and ZBI. Therefore, Zatpack may be deemed to beneficially own 3,186,215 shares of common stock, which includes the 992,789 shares obtainable by Zatpack upon exercise of certain warrants (excluding the Warrant). This filing shall not be deemed an admission by Zatpack that Zatpack is, for purposes of Section 16 or the Act, the beneficial owner of any equity securities covered by this filing. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained /s/ Harvey L. Sperry February 5, 2002 in this form are not required to respond unless the form displays a currently ------------------------ ----------------------- valid OMB number. **
Issuer
HAUSER INC
CIK 0000773723
Entity typeother
IncorporatedSwitzerland
Related Parties
1- filerCIK 0000943988
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Size
- 12.6 KB