BRONFMAN STEPHEN R 4
4 · SUNOPTA INC · Filed Sep 28, 2004
Insider Transaction Report
Form 4
SUNOPTA INCSTKL; SOY
BRONFMAN STEPHEN R
DirectorOther
Transactions
- Exercise of In-Money
Common Stock
2004-08-28$2.40/sh+1,102,500$2,646,000→ 5,268,588 total - Exercise of In-Money
Warrants to Purchase Common Stock
2004-09-28−1,102,500→ 0 totalExercise: $2.40From: 2003-12-30Exp: 2004-09-30→ Common Stock (1,102,500 underlying)
Footnotes (2)
- [F1]Mr. Bronfman is a contingent beneficiary of the Charles R. Bronfman Trust. Mr. Bronfman disclaims beneficial ownership of shares to the extent he may be deemed to have an interest through the Charles R. Bronfman Trust.
- [F2]The reporting person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the issuer's outstanding common stock.