4//SEC Filing
NADER TAVAKOLI 4
Accession 0000899140-09-001779
CIK 0001118941other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 4:45 PM ET
Size
39.0 KB
Accession
0000899140-09-001779
Insider Transaction Report
Form 4
ENDWAVE CORPENWV
NADER TAVAKOLI
10% Owner
Transactions
- Sale
Common Stock
2009-11-24$2.37/sh−44,609$105,590→ 1,056,840 total(indirect: See footnote) - Sale
Common Stock
2009-11-25$2.30/sh−17,084$39,293→ 1,039,756 total(indirect: See footnote) - Sale
Common Stock
2009-11-23$2.44/sh−16,954$41,432→ 1,101,449 total(indirect: See footnote)
EagleRock Capital Management, L.L.C.
10% Owner
Transactions
- Sale
Common Stock
2009-11-24$2.37/sh−44,609$105,590→ 1,056,840 total(indirect: See footnote) - Sale
Common Stock
2009-11-25$2.30/sh−17,084$39,293→ 1,039,756 total(indirect: See footnote) - Sale
Common Stock
2009-11-23$2.44/sh−16,954$41,432→ 1,101,449 total(indirect: See footnote)
Footnotes (4)
- [F1]The sale prices ranged from $2.40 to $2.46, with a weighted average price of $2.4438. The undersigned reporting persons hereby undertake to provide upon the request of the Commission staff, the issuer or a security holder of the issues, full information regarding the number of shares sold at each price.
- [F2]The sale prices ranged from $2.34 to $2.42, with a weighted average price of $2.3670. The undersigned reporting persons hereby undertake to provide upon the request of the Commission staff, the issuer or a security holder of the issues, full information regarding the number of shares sold at each price.
- [F3]The sale prices ranged from $2.30 to $2.30 with a weighted average price of $2.3000. The undersigned reporting persons hereby undertake to provide upon the request of the Commission staff, the issuer or a security holder of the issues, full information regarding the number of shares sold at each price.
- [F4]The securities disclosed in this Form 4 are directly owned by certain funds, including EagleRock Institutional Partners, LP (the "Funds"), of which EagleRock Capital Management, LLC ("EagleRock") is the investment manager. Mr. Nader Tavakoli is the managing member and principal of EagleRock. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), EagleRock and Mr. Tavakoli may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. EagleRock, Mr. Tavakoli and EagleRock Institutional Partners, LP hereby disclaim beneficial ownership of all securities reported herein, except to the extent of any pecuniary interest therein.
Issuer
ENDWAVE CORP
CIK 0001118941
Entity typeother
Related Parties
1- filerCIK 0001266000
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 4:45 PM ET
- Size
- 39.0 KB