4//SEC Filing
DONG-A ST CO., LTD 4
Accession 0000899140-24-001036
CIK 0001638287other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:20 PM ET
Size
10.5 KB
Accession
0000899140-24-001036
Insider Transaction Report
Form 4
DONG-A ST CO., LTD
10% Owner
Transactions
- Sale
Common Stock
2024-09-12$3.75/sh−407$1,526→ 5,347,792 total - Purchase
Warrants to Purchase Common Stock
2024-09-18+3,816,795→ 3,816,795 totalExercise: $3.93From: 2024-09-18Exp: 2029-09-18→ Common Stock (3,816,795 underlying) - Purchase
Warrants to Purchase Common Stock
2024-09-18+2,544,530→ 2,544,530 totalExercise: $3.93From: 2024-09-18Exp: 2025-09-18→ Common Stock (2,544,530 underlying)
Footnotes (4)
- [F1]Reporting Person's sale of 407 shares of Common Stock at a price per share of $3.75 occurred on September 12, 2024.
- [F2]On June 13, 2024, the Issuer issued (i) Series A Warrants to purchase up to an aggregate of 2,544,530 shares of the Issuer's common stock (the "Series A Warrant Shares") and (ii) 3,816,795 Series B Warrants to purchase up to an aggregate of 3,816,795 shares of the Issuer's common stock (the "Series B Warrants", and collectively with the Series A Warrants, the "Warrants"), to the reporting person pursuant to a securities purchase agreement dated the same date (the "Purchase Agreement"), in connection with a private placement of securities by the Issuer to certain investors. The issuance of the Warrants under the Purchase Agreement was subject to stockholder approval under applicable NASDAQ rules, which was obtained at a special meeting of the Issuer's stockholders held on September 18, 2024.
- [F3]These warrants expire on the earlier of (i) the twelve months anniversary of September 18, 2024, and (ii) the 60th day following the date on which the Issuer publicly announce the receiving of positive Phase 1 MAD data readout for DA-1726.
- [F4]These warrants expire on the earlier of (i) the five years anniversary of September 18, 2024 and (ii) the six months anniversary following the date on which the Issuer publicly announce the receiving of positive Phase 1, Part 3 data readout for DA-1726.
Documents
Issuer
NeuroBo Pharmaceuticals, Inc.
CIK 0001638287
Entity typeother
IncorporatedKorea, Republic of
Related Parties
1- filerCIK 0001799260
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 4:20 PM ET
- Size
- 10.5 KB