Sound Point Direct Lending BDC·4

May 1, 6:15 PM ET

Assured Guaranty Municipal Holdings Inc. 4

4 · Sound Point Direct Lending BDC · Filed May 1, 2026

Research Summary

AI-generated summary of this filing

Updated

Sound Point Direct Lending BDC — Assured Guaranty Ltd Buys $6M Shares

What Happened Assured Guaranty Ltd (reported as a 10% owner) purchased 242,718.447 shares of Sound Point Direct Lending BDC on 2026-04-30. The shares were acquired at $24.72 per share for a reported total of approximately $6,000,000. The Form 4 records this as a purchase (code P), which is a buy rather than a sale.

Key Details

  • Transaction date: 2026-04-30; Filing date: 2026-05-01.
  • Price and amount: 242,718.447 shares at $24.72 per share; reported total ≈ $6,000,000.
  • Transaction type: P = purchase (open market or private purchase per filing).
  • Shares owned after transaction: Not specified in the provided filing.
  • Footnote: The securities are directly owned by AG Asset Strategies LLC; Assured Guaranty Ltd is an indirect beneficial owner through a chain of affiliated entities (see footnote F1).
  • Filing timeliness: Filed the day after the transaction; no late-filing indication in the provided data.

Context This is an institutional purchase by a 10% owner (Assured Guaranty Ltd via affiliated entities), not an executive or director trade. Institutional buys can be informative to investors but do not by themselves explain the buyer’s motives. The filing’s footnote clarifies the ownership chain—AG Asset Strategies LLC directly holds the shares while Assured Guaranty Ltd is an indirect beneficial owner.

Insider Transaction Report

Form 4
Period: 2026-04-30
Transactions
  • Purchase

    Common Shares of Beneficial Interest

    [F1]
    2026-04-30$24.72/sh+242,718.447$6,000,0001,002,718.447 total(indirect: See footnote)
Footnotes (1)
  • [F1]The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.

Documents

1 file
  • 4
    form4.xmlPrimary