LINDENBAUM BENNETT D 4

What Happened

• Basswood Capital Management, L.L.C. (identified as a 10% owner) received an award/grant of 3,337 shares of Regional Management Corp. (RM) on 2026-05-21. The reported acquisition price is $0.00, so the Form 4 shows a $0 value for this transaction. This filing reports an acquisition (code A) rather than a sale.

Key Details

• Transaction date: 2026-05-21
• Transaction type/code: Award/Grant (A)
• Shares acquired: 3,337
• Reported price per share: $0.00; total reported value: $0
• Shares owned after transaction: not specified in the filing
• Footnotes: F1–F8 reference Exhibit 99.1 for explanations; Exhibits 99.1–99.3 are attached (Explanation of Responses; Joint Filer Information; Joint Filers' Signatures)
• Timeliness: Form filed 2026-05-26 (five days after the transaction date), which appears later than the typical two-business-day Form 4 filing requirement

Context

• This filing involves a 10% institutional owner, not an individual officer or director. Institutional grants can reflect portfolio moves, corporate actions, or administrative reclassifications; the $0 reported value and the exhibits may explain the reason. Purchases or awards are generally more informative than routine sales, but the filing alone does not indicate management sentiment—see Exhibit 99.1 for the filer’s explanation.