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4//SEC Filing

BAXTER INTERNATIONAL INC 4

Accession 0000899243-15-000578

$BAXCIK 0000010456operating
View on SEC.govCompany Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 7:20 PM ET

Size

16.5 KB

Accession

0000899243-15-000578

Insider Transaction Report

Form 4
Period: 2015-07-01
BAXTER INTERNATIONAL INCBAX
Scharf David P.
Corporate Vice President
Transactions
  • Other

    Common Stock, par value $1 per share

    2015-07-01+13,253→ 95,459 total
  • Other

    Stock Option (Right to Buy)

    2015-07-01+99,662→ 215,941 total
    Exercise: $37.38Exp: 2025-03-03→ Common Stock, par value $1 per share (99,662 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $31.30Exp: 2018-03-05→ Common Stock, par value $1 per share (13,000 underlying)
    13,000

  • Stock Option (Right to Buy)

    Exercise: $28.97Exp: 2021-03-04→ Common Stock, par value $1 per share (19,851 underlying)
    19,851

  • Stock Option (Right to Buy)

    Exercise: $30.95Exp: 2022-03-06→ Common Stock, par value $1 per share (78,753 underlying)
    78,753

  • Stock Option (Right to Buy)

    Exercise: $37.82Exp: 2023-03-05→ Common Stock, par value $1 per share (83,267 underlying)
    83,267

  • Stock Option (Right to Buy)

    Exercise: $31.77Exp: 2020-03-03→ Common Stock, par value $1 per share (32,410 underlying)
    32,410

  • Stock Option (Right to Buy)

    Exercise: $37.17Exp: 2024-03-04→ Common Stock, par value $1 per share (90,284 underlying)
    90,284
Footnotes (7)
  • [F1]In connection with the spin-off (the "Spin-off") of Baxalta Incorporated ("Baxalta") from Baxter International Inc. ("Baxter"), the reporting person received a grant of 13,253 restricted stock units as a result of the adjustment of existing Baxter restricted stock units held by the reporting person prior to the Spin-off. These restricted stock units will vest in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date.
  • [F2]Represents options to purchase Baxter common stock awarded to the reporting person prior to the Spin-off. In connection with the Spin-off, the exercise price of the option was adjusted, and the reporting person received options to purchase shares of Baxalta common stock, to preserve the pre-Spin-off intrinsic value of the existing Baxter option award.
  • [F3]This option is presently exercisable in full.
  • [F4]Two-thirds of this option is presently exercisable. The remaining one third becomes exercisable on March 5, 2016.
  • [F5]One-third of this option is presently exercisable. The remaining two thirds become exercisable on March 4, 2016 and March 4, 2017.
  • [F6]In connection with the Spin-off, the number of shares subject to this option and the exercise price have been adjusted to preserve the pre-Spin-off intrinsic value of the existing Baxter option award.
  • [F7]This option will vest in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date of the existing option award.

Documents

1 file

Issuer

BAXTER INTERNATIONAL INC

CIK 0000010456

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000010456

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 7:20 PM ET
Size
16.5 KB
View on SEC.gov