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BAXTER INTERNATIONAL INC 4

Accession 0000899243-15-000589

$BAXCIK 0000010456operating
View on SEC.govCompany Profile

Filed

Jul 5, 8:00 PM ET

Accepted

Jul 6, 7:39 PM ET

Size

12.3 KB

Accession

0000899243-15-000589

Insider Transaction Report

Form 4
Period: 2015-07-01
BAXTER INTERNATIONAL INCBAX
CHOWDHRY UMA
Director
Transactions
  • Other

    Common Stock, par value $1.00 per share

    2015-07-01+1,414→ 7,138 total
  • Other

    Stock Option (Right to Buy)

    2015-07-01+4,979→ 10,789 total
    Exercise: $37.50Exp: 2025-05-05→ Common Stock, par value $1.00 per share (4,979 underlying)
Holdings

  • Stock Option (Right to Buy)

    Exercise: $35.03Exp: 2022-11-12→ Common Stock, par value $1.00 per share (1,680 underlying)
    1,680

  • Stock Option (Right to Buy)

    Exercise: $39.83Exp: 2024-05-06→ Common Stock, par value $1.00 per share (4,110 underlying)
    4,110

  • Stock Option (Right to Buy)

    Exercise: $36.93Exp: 2023-05-07→ Common Stock, par value $1.00 per share (3,930 underlying)
    3,930
Footnotes (5)
  • [F1]In connection with the spin-off (the "Spin-off") of Baxalta Incorporated ("Baxalta") from Baxter International Inc. ("Baxter"), the reporting person received a grant of 1,414 restricted stock units as a result of the adjustment of existing Baxter restricted stock units held by the reporting person prior to the Spin-off. The restricted stock units were deferred under the Baxter Non-Employee Director Deferred Compensation Plan and will vest within the first 90 days of the plan year in which membership on the Board terminates.
  • [F2]Represents options to purchase Baxter common stock awarded to the reporting person prior to the Spin-off. In connection with the Spin-off, the exercise price of the option was adjusted, and the reporting person received options to purchase shares of Baxalta common stock, to preserve the pre-Spin-off intrinsic value of the existing Baxter option award.
  • [F3]This option is presently exercisable in full.
  • [F4]In connection with the Spin-off, the number of shares subject to this option and the exercise price have been adjusted to preserve the pre-Spin-off intrinsic value of the existing Baxter option award.
  • [F5]The date exercisable is the date of the Baxter 2016 annual meeting of shareholders.

Documents

1 file

Issuer

BAXTER INTERNATIONAL INC

CIK 0000010456

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000010456

Filing Metadata

Form type
4
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 7:39 PM ET
Size
12.3 KB
View on SEC.gov