4//SEC Filing
CONNECTURE INC 4
Accession 0000899243-15-001316
CIK 0001211759operating
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 4:05 PM ET
Size
17.0 KB
Accession
0000899243-15-001316
Insider Transaction Report
Form 4
CONNECTURE INCCNXR
GREAT POINT PARTNERS I LP
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 28,696(indirect: See Remarks)
Common Stock
- 36,493
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
- 4,127,232(indirect: By LLC)
Common Stock
GPP - Connecture, LLC
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 28,696(indirect: See Remarks)
Common Stock
- 4,127,232(indirect: By LLC)
Common Stock
- 36,493
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
JAY JEFFREY R
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 36,493
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
- 28,696(indirect: See Remarks)
Common Stock
- 4,127,232(indirect: By LLC)
Common Stock
GREAT POINT PARTNERS LLC
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 4,127,232(indirect: By LLC)
Common Stock
- 36,493
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
- 28,696(indirect: See Remarks)
Common Stock
Great Point Partners I GP, LLC
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 36,493
Common Stock
- 4,127,232(indirect: By LLC)
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
- 28,696(indirect: See Remarks)
Common Stock
KROIN DAVID
10% Owner
Transactions
- Gift
Common Stock
2015-06-30−10,000→ 29,703 total
Holdings
- 36,493
Common Stock
- 47,235(indirect: See Remarks)
Common Stock
- 4,127,232(indirect: By LLC)
Common Stock
- 28,696(indirect: See Remarks)
Common Stock
Footnotes (5)
- [F1]These shares are held directly by David Kroin.
- [F2]Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and Mr. Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.
- [F3]These shares are held directly by Dr. Jay.
- [F4]Includes 11,341 shares held by a trust of which Dr. Jay is a trustee and of which beneficiaries may be considered members of Dr. Jay's immediate family, and 35,894 shares held by a trust of which Dr. Jay is the income beneficiary (but not the trustee). In each case Dr. Jay disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F5]Includes shares owned by Biomedical Offshore Value Fund, Ltd. ("BOVF"). Great Point Partners, LLC is the investment manager of BOVF, and by virtue of such status may be deemed to be the beneficial owner of the such shares. Each of Dr. Jay, as senior managing member of Great Point Partners, LLC, and Mr. Kroin, as special managing member of Great Point Partners, LLC, has voting and investment power with respect to such shares, and therefore may be deemed to be the beneficial owner of such shares. Each of Dr. Jay and Mr. Kroin disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
CONNECTURE INC
CIK 0001211759
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001211759
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 4:05 PM ET
- Size
- 17.0 KB