4//SEC Filing
RTI INTERNATIONAL METALS INC 4
Accession 0000899243-15-001740
CIK 0001068717operating
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 4:46 PM ET
Size
30.5 KB
Accession
0000899243-15-001740
Insider Transaction Report
Form 4
McCarley James L
EVP - Operations
Transactions
- Award
Common Stock
2015-07-23+30,337→ 75,990 total - Disposition to Issuer
Common Stock
2015-07-23−8,812→ 61,020 total - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−14,872→ 0 totalExercise: $22.21Exp: 2025-01-30→ Common Stock (14,872 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−6,027→ 0 totalExercise: $28.47Exp: 2021-01-28→ Common Stock (6,027 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−5,844→ 0 totalExercise: $24.62Exp: 2022-01-27→ Common Stock (5,844 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−8,032→ 0 totalExercise: $31.19Exp: 2024-01-31→ Common Stock (8,032 underlying) - Disposition to Issuer
Common Stock
2015-07-23−21,525→ 39,495 total - Tax Payment
Common Stock
2015-07-23$28.48/sh−6,158$175,380→ 69,832 total - Disposition to Issuer
Common Stock
2015-07-23−9,534→ 29,961 total - Disposition to Issuer
Common Stock
2015-07-23−29,961→ 0 total - Disposition to Issuer
Common Stock
2015-07-23−5,889→ 0 total(indirect: By 401(k)) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−10,000→ 0 totalExercise: $25.87Exp: 2020-05-17→ Common Stock (10,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2015-07-23−6,010→ 0 totalExercise: $29.13Exp: 2023-01-25→ Common Stock (6,010 underlying)
Footnotes (13)
- [F1]Deemed earned under 2013, 2014 and 2015 performance share awards as described in a merger agreement among the Issuer, Alcoa, Inc. and Ranger Ohio Corporation (the "Merger Agreement").
- [F10]Option converted into an option to purchase the number of shares of Alcoa, Inc. common stock equal to the number of shares underlying the option (rounded down to the nearest whole number of shares) multipled by 2.8315 at an exercise price equal to the exercise price (rounded up to the nearest whole cent) divided by 2.8315.
- [F11]This option originally provided for vesting in three equal installments beginning on January 24, 2014.
- [F12]This option originally provided for vesting in three equal installments beginning on January 31, 2015.
- [F13]This option originally provided for vesting in three equal installments beginning on January 30, 2016.
- [F2]Includes 365 shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan since the last reportable transaction.
- [F3]Shares of Issuer common stock deemed earned under 2013 performance share awards and disposed of pursuant to the Merger Agreement in exchange for the right to receive (i) 2.8315 shares of common stock of Alcoa, Inc. (market value $9.96 per share) and (ii) any applicable cash in lieu of fractional shares (together, the "Merger Consideration").
- [F4]Shares underlying 2014 and 2015 performance share awards disposed of pursuant to the Merger Agreement by conversion into time-based awards in respect of 60,948 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
- [F5]Restricted stock units disposed of pursuant to the Merger Agreement by conversion into restricted stock units in respect of 26,995 shares of common stock of Alcoa, Inc. (market value $9.96 per share).
- [F6]Includes (a) 25,524 shares of Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration and (b) 4,437 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan and disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.
- [F7]Represents the number of units ("Units") reported to the Issuer and to the reporting person reflecting the reporting person's interest in a unitized Issuer common stock fund (the "RTI Stock Fund") available to participants of the RTI International Metals, Inc. Employee Savings and Investment Plan (the "401(k) Plan"). These Units represented 2,097.559 shares of Issuer common stock as of the reporting date.
- [F8]2,097.559 shares of Issuer common stock disposed of pursuant to the Merger Agreement in exchange for the right to receive the Merger Consideration.
- [F9]This option is fully vested.
Documents
Issuer
RTI INTERNATIONAL METALS INC
CIK 0001068717
Entity typeoperating
IncorporatedOH
Related Parties
1- filerCIK 0001068717
Filing Metadata
- Form type
- 4
- Filed
- Jul 26, 8:00 PM ET
- Accepted
- Jul 27, 4:46 PM ET
- Size
- 30.5 KB