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4//SEC Filing

QUALITY DISTRIBUTION INC 4

Accession 0000899243-15-003549

CIK 0000922863operating

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 12:48 PM ET

Size

23.5 KB

Accession

0000899243-15-003549

Insider Transaction Report

Form 4
Period: 2015-08-18
Giroir Scott D.
Pres of Boasso America
Transactions
  • Disposition to Issuer

    Common Stock

    2015-08-18$16.00/sh46,322$741,1520 total
  • Disposition to Issuer

    Non-Qualified Stock Option (Right to Buy)

    2015-08-18$9.66/sh15,000$144,9000 total
    Exercise: $9.66Exp: 2021-01-21Common Stock (15,000 underlying)
  • Disposition to Issuer

    Performance Restricted Stock Units

    2015-08-1838,2000 total
    Exercise: $0.00Exp: 2016-12-31Common Stock (38,200 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right to Buy)

    2015-08-18$2.47/sh10,000$24,7000 total
    Exercise: $2.47Exp: 2019-01-29Common Stock (10,000 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right to Buy)

    2015-08-18$6.48/sh16,300$105,6240 total
    Exercise: $6.48Exp: 2023-01-02Common Stock (16,300 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right to Buy)

    2015-08-18$3.82/sh15,000$57,3000 total
    Exercise: $3.82Exp: 2019-11-04Common Stock (15,000 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (Right to Buy)

    2015-08-18$12.82/sh7,500$96,1500 total
    Exercise: $12.82Exp: 2022-02-13Common Stock (7,500 underlying)
  • Disposition to Issuer

    Performance Restricted Stock Units

    2015-08-182,3750 total
    Exercise: $0.00Exp: 2017-12-31Common Stock (2,375 underlying)
Footnotes (5)
  • [F1]On August 18, 2015, Gruden Acquisition, Inc. ("Parent") acquired the issuer pursuant to the Agreement and Plan of Merger by and among issuer, Parent and Gruden Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), dated as of May 6, 2015 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the issuer (the "Merger"), with the issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger, each outstanding share of the issuer's common stock (including the shares of common stock relating to previously unvested restricted stock and restricted stock unit awards) was cancelled and converted into the right to receive $16.00 in cash (the "per share merger consideration"). The Merger is more fully described in the issuer's Proxy Statement filed with the SEC on July 16, 2015.
  • [F2]This amount includes (i) 17,814 shares of common stock held directly by Mr. Giroir and (ii) 28,508 shares of common stock relating to unvested restricted stock and unvested restricted stock unit awards that vested automatically upon the Merger.
  • [F3]The stock options vest ratably over four years on each anniversary of the date of grant. The Merger Agreement provided that each outstanding stock option, whether vested or unvested, be cancelled at the effective time of the Merger in exchange for the right to receive a cash payment equal to the product of (i) the total number of shares of common stock subject to the stock option as of the effective time of the Merger and (ii) the amount by which the per share merger consideration exceeds the per share exercise price of the common stock underlying the stock option.
  • [F4]These performance-based restricted stock units were scheduled to vest on December 31, 2016, subject to continued service and the achievement of certain performance goals. In accordance with the terms of the Merger Agreement, the performance-based restricted stock units were cancelled at the effective time of the Merger in exchange for the right to receive a cash amount equal to the per share merger consideration multiplied by the total number of shares of common stock subject to such performance stock award assuming vesting at the maximum level.
  • [F5]These performance-based restricted stock units were scheduled to vest on December 31, 2017, subject to continued service and the achievement of certain performance goals. In accordance with the terms of the Merger Agreement, the performance-based restricted stock units were cancelled at the effective time of the Merger in exchange for the right to receive a cash amount equal to the per share merger consideration multiplied by 25% of the total number of shares of common stock subject to such performance stock award assuming vesting at the target level.

Issuer

QUALITY DISTRIBUTION INC

CIK 0000922863

Entity typeoperating
IncorporatedFL

Related Parties

1
  • filerCIK 0000922863

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 12:48 PM ET
Size
23.5 KB