4//SEC Filing
HOME BANCSHARES INC 4
Accession 0000899243-15-003993
$HOMBCIK 0001331520operating
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 5:45 PM ET
Size
19.4 KB
Accession
0000899243-15-003993
Insider Transaction Report
Form 4
Birch Robert F Jr
Twin City Bank President & CEO
Transactions
- Award
Performance Stock Option
2015-08-24+20,000→ 20,000 totalExercise: $36.91Exp: 2025-08-23→ Common Stock (20,000 underlying) - Award
Common Stock - Restricted
2015-08-24+5,000→ 5,000 total - Award
Common Stock - Performance Based
2015-08-24+5,000→ 9,000 total
Holdings
- 0(indirect: By IRA)
Common Stock
- 29,651
Performance Stock Option
Exercise: $5.54From: 2010-01-01Exp: 2016-03-13→ Common Stock (29,651 underlying) - 1,379.169(indirect: By Spouse)
Common Stock
- 30,376.087(indirect: By 401(k))
Common Stock
- 127,591.151(indirect: By Trust)
Common Stock
- 16,378.092
Common Stock
Footnotes (10)
- [F1]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
- [F10]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- [F2]Restricted Stock granted on August 2, 2012 "cliff" vested 100% three years from award date.
- [F3]The reporting person had 4,000 shares vest since the last filing.
- [F4]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
- [F5]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
- [F6]Includes 227.611 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
- [F7]Includes 960.748 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F8]Includes 153.32 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- [F9]The reporting person transferred 13.557 shares from his IRA beneficial ownership to his 401(k) beneficial ownership.
Issuer
HOME BANCSHARES INC
CIK 0001331520
Entity typeoperating
IncorporatedAR
Related Parties
1- filerCIK 0001331520
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 5:45 PM ET
- Size
- 19.4 KB