$HOMB·4

HOME BANCSHARES INC · Aug 25, 5:45 PM ET

HOME BANCSHARES INC 4

4 · HOME BANCSHARES INC · Filed Aug 25, 2015

Insider Transaction Report

Form 4
Period: 2015-08-24
Birch Robert F Jr
Twin City Bank President & CEO
Transactions
  • Award

    Performance Stock Option

    2015-08-24+20,00020,000 total
    Exercise: $36.91Exp: 2025-08-23Common Stock (20,000 underlying)
  • Award

    Common Stock - Restricted

    2015-08-24+5,0005,000 total
  • Award

    Common Stock - Performance Based

    2015-08-24+5,0009,000 total
Holdings
  • Common Stock

    (indirect: By IRA)
    0
  • Performance Stock Option

    Exercise: $5.54From: 2010-01-01Exp: 2016-03-13Common Stock (29,651 underlying)
    29,651
  • Common Stock

    (indirect: By Spouse)
    1,379.169
  • Common Stock

    (indirect: By 401(k))
    30,376.087
  • Common Stock

    (indirect: By Trust)
    127,591.151
  • Common Stock

    16,378.092
Footnotes (10)
  • [F1]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
  • [F10]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 will become exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  • [F2]Restricted Stock granted on August 2, 2012 "cliff" vested 100% three years from award date.
  • [F3]The reporting person had 4,000 shares vest since the last filing.
  • [F4]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  • [F5]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.
  • [F6]Includes 227.611 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  • [F7]Includes 960.748 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F8]Includes 153.32 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F9]The reporting person transferred 13.557 shares from his IRA beneficial ownership to his 401(k) beneficial ownership.

Documents

2 files