4//SEC Filing
INSTITUTIONAL FINANCIAL MARKETS, INC. 4
Accession 0000899243-15-004214
$COHNCIK 0001270436operating
Filed
Aug 27, 8:00 PM ET
Accepted
Aug 28, 5:00 PM ET
Size
8.0 KB
Accession
0000899243-15-004214
Insider Transaction Report
Form 4
DiMaio Jack
Director10% Owner
Transactions
- Sale
Common Stock, Par Value $0.001
2015-08-28$1.33/sh−974,585$1,296,198→ 0 total(indirect: By LLC) - Sale
Convertible Senior Promissory Note
2015-08-28$3614535.51/sh→ 0 total(indirect: By LLC)Exercise: $3.00From: 2013-09-25Exp: 2018-09-25→ Common Stock, par value $0.001 (974,585 underlying)
Holdings
- 52,937
Common Stock, Par Value $0.001
Documents
Issuer
INSTITUTIONAL FINANCIAL MARKETS, INC.
CIK 0001270436
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001270436
Filing Metadata
- Form type
- 4
- Filed
- Aug 27, 8:00 PM ET
- Accepted
- Aug 28, 5:00 PM ET
- Size
- 8.0 KB