|4Aug 28, 5:00 PM ET

INSTITUTIONAL FINANCIAL MARKETS, INC. 4

4 · INSTITUTIONAL FINANCIAL MARKETS, INC. · Filed Aug 28, 2015

Insider Transaction Report

Form 4
Period: 2015-08-28
DiMaio Jack
Director10% Owner
Transactions
  • Sale

    Common Stock, Par Value $0.001

    2015-08-28$1.33/sh974,585$1,296,1980 total(indirect: By LLC)
  • Sale

    Convertible Senior Promissory Note

    2015-08-28$3614535.51/sh0 total(indirect: By LLC)
    Exercise: $3.00From: 2013-09-25Exp: 2018-09-25Common Stock, par value $0.001 (974,585 underlying)
Holdings
  • Common Stock, Par Value $0.001

    52,937

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION