USMD Holdings, Inc.·4

Sep 22, 6:09 PM ET

USMD Holdings, Inc. 4

4 · USMD Holdings, Inc. · Filed Sep 22, 2015

Insider Transaction Report

Form 4
Period: 2015-09-18
Transactions
  • Other

    Options to Purchase

    2015-09-18+601,775 total(indirect: Indiectly held through UANT Ventures, L.P.)
    Exercise: $24.84From: 2012-08-31Exp: 2017-08-31Common Stock ($.01 par) (60 underlying)
  • Other

    Common Stock ($.01 par)

    2015-09-18$2.07/sh+3,381$6,999122,513 total(indirect: Indirectly held through UANT Ventures, L.P.)
Holdings
  • Common Stock ($.01 par)

    6,932
  • Common Stock ($.01 par)

    (indirect: Held in James G. Saalfield, MD, P.A.)
    13,248
Footnotes (1)
  • [F1]Dr. Saalfield purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of shares and options to purchase shares of the issuer's common stock held by Ventures. The aggregate consideration paid by Dr. Saalfield for the Ventures partnership interest was $7,001, all of which is reflected in the per share price set forth in Column 4 of Table I.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION