4//SEC Filing
IKANOS COMMUNICATIONS, INC. 4
Accession 0000899243-15-005532
CIK 0001219210operating
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 9:06 PM ET
Size
19.4 KB
Accession
0000899243-15-005532
Insider Transaction Report
Form 4
TALLWOOD III ANNEX LP
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes)
Tallwood III Management LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes)
Tallwood III Annex Management LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes)
Tallwood Partners, LLC
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes)
TALLWOOD III L P
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes)
TALLWOOD III PARTNERS L P
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes)
Tallwood III Associates LP
10% Owner
Transactions
- Disposition from Tender
Common Stock
2015-09-28$2.75/sh−200,000$550,000→ 0 total(indirect: See Footnotes) - Disposition from Tender
Common Stock
2015-09-28$2.75/sh−8,449,449$23,235,985→ 0 total(indirect: See Footnotes)
Footnotes (3)
- [F1]All share amounts reported herein reflect the 1-for-10 reverse split of the Issuer's outstanding common stock that was effective on February 13, 2015.
- [F2]Tallwood III Annex, L.P. ("Tallwood III Annex") Tallwood III, L.P. ("Tallwood III"), Tallwood III Partners, L.P. ("Tallwood III Partners"), Tallwood III Associates, L.P. ("Tallwood III Associates" and, together with Tallwood III Annex, Tallwood III and Tallwood III Partners, the "Tallwood Funds") directly own 1,818,789, 5,845,193, 740,180 and 45,287 shares of Common Stock of the Company, respectively. Tallwood Partners, LLC ("Partners") is the direct owner of 200,000 shares of Common Stock of the Company. The Banatao Living Trust DTD 7/21/99 ("Trust") is the managing member of Partners. (Continued in Footnote 3.)
- [F3]Tallwood III Management, LLC is the general partner of Tallwood III, Tallwood III Partners and Tallwood III Associates, and Tallwood Annex Management ("Tallwood Annex Management") is the general partner of Tallwood III Annex. Tallwood Management and Tallwood Annex Management may be deemed to have shared beneficial ownership of the securities held by the Tallwood Funds. Each of Luis Arzubi, Diosdado Banatao and George Pavlov is a managing member of Tallwood Management and Tallwood Annex Management, and may be deemed to have shared beneficial ownership of the securities reported herein. Each person or entity named in this footnote disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any person or entity named in this footnote is the beneficial owner of these securities.
Documents
Issuer
IKANOS COMMUNICATIONS, INC.
CIK 0001219210
Entity typeoperating
Related Parties
1- filerCIK 0001219210
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 9:06 PM ET
- Size
- 19.4 KB