USMD Holdings, Inc. 4
4 · USMD Holdings, Inc. · Filed Oct 9, 2015
Insider Transaction Report
Form 4
Collini M. Patrick
Director
Transactions
- Award
Common Stock ($.01 par)
2015-01-31$15.04/sh+288$4,332→ 13,420 total - Award
Common Stock ($.01 par)
2015-03-31$10.44/sh+355$3,706→ 14,078 total - Award
Common Stock ($.01 par)
2015-09-30$7.20/sh+1,287$9,266→ 16,851 total - Award
Common Stock ($.01 par)
2015-10-06$9.06/sh+2,377$21,536→ 19,228 total - Award
Common Stock ($.01 par)
2015-06-30$8.48/sh+1,486$12,601→ 15,564 total - Award
Common Stock ($.01 par)
2015-02-28$13.74/sh+303$4,163→ 13,723 total - Other
Options to Purchase
2015-09-18+75→ 1,820 total(indirect: Indiectly held through UANT Ventures, L.P.)Exercise: $24.84From: 2012-08-31Exp: 2017-08-31→ Common Stock ($.01 par) (75 underlying)
Holdings
- 124,875(indirect: Indirectly held through UANT Ventures, L.P.)
Common Stock ($.01 par)
- 13,248(indirect: Held in M. Patrick Collini, MD, P.A.)
Common Stock ($.01 par)
Footnotes (3)
- [F1]Dr. Collini purchased additional partnership interests in UANT Ventures, L.P. ("Ventures"), which resulted in an increase in his indirect beneficial ownership of the shares and options to purchase shares of the issuer's common stock held by Ventures. The aggregate consideration paid by Dr. Collini for the Ventures partnership interest was $8,807, all of which is reflected in the per share price set forth in Column 4 of Table I.
- [F2]Represents stock compensation granted to the reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a director for the period from January 2015 through September 2015.
- [F3]Represents stock compensation granted to the reporting person under the 2010 USMD Holdings, Inc. Equity Compensation Plan for his services as a physician employed by an affiliate of the issuer.