$CSW|4Oct 16, 5:51 PM ET

CSW INDUSTRIALS, INC. 4

4 · CSW INDUSTRIALS, INC. · Filed Oct 16, 2015

Form 4

Period: 2015-10-14

See Remarks

Transactions

Award
Stock Options (right to buy)
2015-10-14+10,043→ 10,043 total
Exercise: $23.11Exp: 2024-01-20→ Common Stock (10,043 underlying)
Award
Stock Options (right to buy)
2015-10-14+14,854→ 14,854 total
Exercise: $23.11Exp: 2024-01-20→ Common Stock (14,854 underlying)
Award
Stock Options (right to buy)
2015-10-14+85,981→ 85,981 total
Exercise: $25.23Exp: 2024-08-28→ Common Stock (85,981 underlying)

Footnotes (4)

[F1]Grant of stock options received in connection with the spin-off of Issuer from Capital Southwest Corporation ("CSWC") on September 30, 2015 (the "Spin-Off") and converted from CSWC stock options held by the Reporting Person as of the Spin-Off pursuant to the Amended and Restated Employee Matters Agreement between CSWC and the Issuer, dated September 14, 2015.
[F2]One-fifth of the stock options are vested. The remaining four-fifths of the options will vest in four equal annual installments beginning January 20, 2016.
[F3]One-fifth of the stock options are vested. The remaining four-fifths of the options will vest in four equal annual installments beginning January 20, 2016.
[F4]One-third of the stock options will vest on the 90th day following the Spin-Off (the "Trigger Event Date"), one-third of the stock options with vest on the first anniversary of the Trigger Event Date and one-third of the stock options will vest on the second anniversary of the Trigger Event Date.

Documents

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