Home/Filings/4/0000899243-15-006822
4//SEC Filing

CSW INDUSTRIALS, INC. 4

Accession 0000899243-15-006822

$CSWCIK 0001624794operating

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 5:51 PM ET

Size

10.9 KB

Accession

0000899243-15-006822

Insider Transaction Report

Form 4
Period: 2015-10-14
TACKE KELLY
See Remarks
Transactions
  • Award

    Stock Options (right to buy)

    2015-10-14+10,04310,043 total
    Exercise: $23.11Exp: 2024-01-20Common Stock (10,043 underlying)
  • Award

    Stock Options (right to buy)

    2015-10-14+14,85414,854 total
    Exercise: $23.11Exp: 2024-01-20Common Stock (14,854 underlying)
  • Award

    Stock Options (right to buy)

    2015-10-14+85,98185,981 total
    Exercise: $25.23Exp: 2024-08-28Common Stock (85,981 underlying)
Footnotes (4)
  • [F1]Grant of stock options received in connection with the spin-off of Issuer from Capital Southwest Corporation ("CSWC") on September 30, 2015 (the "Spin-Off") and converted from CSWC stock options held by the Reporting Person as of the Spin-Off pursuant to the Amended and Restated Employee Matters Agreement between CSWC and the Issuer, dated September 14, 2015.
  • [F2]One-fifth of the stock options are vested. The remaining four-fifths of the options will vest in four equal annual installments beginning January 20, 2016.
  • [F3]One-fifth of the stock options are vested. The remaining four-fifths of the options will vest in four equal annual installments beginning January 20, 2016.
  • [F4]One-third of the stock options will vest on the 90th day following the Spin-Off (the "Trigger Event Date"), one-third of the stock options with vest on the first anniversary of the Trigger Event Date and one-third of the stock options will vest on the second anniversary of the Trigger Event Date.

Issuer

CSW INDUSTRIALS, INC.

CIK 0001624794

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001624794

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:51 PM ET
Size
10.9 KB