4//SEC Filing
OM GROUP INC 4
Accession 0000899243-15-007325
CIK 0000899723operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 1:29 PM ET
Size
22.1 KB
Accession
0000899243-15-007325
Insider Transaction Report
Form 4
OM GROUP INCOMG
Knowles David B
President and COO
Transactions
- Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−25,700$873,800→ 51,702 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−36,400$1,237,600→ 502 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−502$17,068→ 0 total - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$4.96/sh−46,400$230,144→ 0 totalExercise: $29.04Exp: 2025-02-10→ Common Stock (46,400 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$1.76/sh−31,700$55,792→ 0 totalExercise: $32.24Exp: 2024-02-11→ Common Stock (31,700 underlying) - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−30,700$1,043,800→ 77,402 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−14,800$503,200→ 36,902 total - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$11.53/sh−14,000$161,420→ 0 totalExercise: $22.47Exp: 2023-04-08→ Common Stock (14,000 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$11.53/sh−36,000$415,080→ 0 totalExercise: $22.47Exp: 2023-04-08→ Common Stock (36,000 underlying)
Footnotes (9)
- [F1]Half of these performance units were disposed of pursuant to a merger agreement, dated May 31, 2015, by and among Duke Acquisition Holdings, LLC, Duke Acquisition, Inc., MacDermid Americas Acquisitions, Inc., and the Issuer (the "Merger Agreement") in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level, plus any earned cash dividend equivalents, with the remaining performance units forfeited back to the Issuer for no consideration.
- [F2]Includes 502 dividend equivalents acquired on outstanding performance units awards and time-based restricted stock units awards through exempt dividend equivalent features.
- [F3]Performance units disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level.
- [F4]Time-based restricted stock units disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per unit.
- [F5]Dividend equivalents on outstanding performance units awards and time-based restricted stock units awards disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per dividend equivalent.
- [F6]These options vested or were to vest in three equal installments on April 8, 2014, 2015 and 2016.
- [F7]These options vested or were to vest in three equal installments on February 11, 2015, 2016, and 2017.
- [F8]These options were to vest in three equal installments on February 10, 2016, 2017 and 2018.
- [F9]Disposed of pursuant to the Merger Agreement in exchange for a cash payment approximately equal to the difference (if positive) between $34.00 and the exercise price of the stock option multiplied by the number of outstanding shares (both vested and unvested) subject to the stock option.
Documents
Issuer
OM GROUP INC
CIK 0000899723
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000899723
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 1:29 PM ET
- Size
- 22.1 KB