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Home/Filings/4/0000899243-15-007328
4//SEC Filing

OM GROUP INC 4

Accession 0000899243-15-007328

CIK 0000899723operating
View on SEC.govCompany Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 1:31 PM ET

Size

35.4 KB

Accession

0000899243-15-007328

Insider Transaction Report

Form 4
Period: 2015-10-28
OM GROUP INCOMG
SACHS VALERIE GENTILE
VP, Gen. Counsel & Secretary
Transactions
  • Disposition to Issuer

    Common Stock

    2015-10-28$34.00/sh−13,000$442,000→ 42,192 total
  • Disposition to Issuer

    Common Stock

    2015-10-28$34.00/sh−6,300$214,200→ 24,892 total
  • Disposition to Issuer

    Common Stock

    2015-10-28$34.00/sh−11,000$374,000→ 31,192 total
  • Disposition to Issuer

    Common Stock

    2015-10-28$34.00/sh−24,875$845,750→ 0 total
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$3.34/sh−14,000$46,760→ 0 total
    Exercise: $30.66Exp: 2020-02-09→ Common Stock (14,000 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28−8,200→ 0 total
    Exercise: $58.56Exp: 2018-03-10→ Common Stock (8,200 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$3.79/sh−11,800$44,722→ 0 total
    Exercise: $30.21Exp: 2022-02-14→ Common Stock (11,800 underlying)
  • Disposition to Issuer

    Common Stock

    2015-10-28$34.00/sh−17$578→ 24,875 total
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$5.24/sh−10,500$55,020→ 0 total
    Exercise: $28.76Exp: 2016-05-01→ Common Stock (10,500 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28−11,000→ 0 total
    Exercise: $51.16Exp: 2017-02-07→ Common Stock (11,000 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$13.88/sh−10,200$141,576→ 0 total
    Exercise: $20.12Exp: 2019-02-03→ Common Stock (10,200 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28−11,800→ 0 total
    Exercise: $36.51Exp: 2021-02-08→ Common Stock (11,800 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$6.68/sh−16,000$106,880→ 0 total
    Exercise: $27.32Exp: 2023-02-12→ Common Stock (16,000 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$1.76/sh−13,600$23,936→ 0 total
    Exercise: $32.24Exp: 2024-02-11→ Common Stock (13,600 underlying)
  • Disposition to Issuer

    Employee Stock Options (right to buy)

    2015-10-28$4.96/sh−19,900$98,704→ 0 total
    Exercise: $29.04Exp: 2025-02-10→ Common Stock (19,900 underlying)
Footnotes (10)
  • [F1]Half of these performance units were disposed of pursuant to a merger agreement, dated May 31, 2015, by and among Duke Acquisition Holdings, LLC, Duke Acquisition, Inc., MacDermid Americas Acquisitions, Inc., and the Issuer (the "Merger Agreement") in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level, plus any earned cash dividend equivalents, with the remaining performance units forfeited back to the Issuer for no consideration.
  • [F10]Disposed of pursuant to the Merger Agreement in exchange for a cash payment approximately equal to the difference (if positive) between $34.00 and the exercise price of the stock option multiplied by the number of outstanding shares (both vested and unvested) subject to the stock option.
  • [F2]Includes 17 dividend equivalents acquired on outstanding performance units awards through an exempt dividend equivalent feature.
  • [F3]Performance units disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level.
  • [F4]Dividend equivalents on outstanding performance units awards disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per dividend equivalent.
  • [F5]Disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per share.
  • [F6]These options were fully vested.
  • [F7]These options vested or were to vest in three equal installments on February 12, 2014, 2015, and 2016.
  • [F8]These options vested or were to vest in three equal installments on February 11, 2015, 2016, and 2017.
  • [F9]These options were to vest in three equal installments on February 10, 2016, 2017 and 2018.

Documents

1 file

Issuer

OM GROUP INC

CIK 0000899723

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000899723

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 1:31 PM ET
Size
35.4 KB
View on SEC.gov