4//SEC Filing
OM GROUP INC 4
Accession 0000899243-15-007329
CIK 0000899723operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 1:31 PM ET
Size
26.5 KB
Accession
0000899243-15-007329
Insider Transaction Report
Form 4
OM GROUP INCOMG
Johnson Michael V.
Vice President - HR
Transactions
- Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−5,675$192,950→ 0 total - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$1.76/sh−12,500$22,000→ 0 totalExercise: $32.24Exp: 2024-02-11→ Common Stock (12,500 underlying) - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−10,500$357,000→ 19,889 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−8,800$299,200→ 11,089 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−5,400$183,600→ 5,689 total - Disposition to Issuer
Common Stock
2015-10-28$34.00/sh−14$476→ 5,675 total - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$0.83/sh−5,000$4,150→ 0 totalExercise: $33.17Exp: 2020-11-01→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28−10,700→ 0 totalExercise: $36.51Exp: 2021-02-08→ Common Stock (10,700 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$3.79/sh−10,200$38,658→ 0 totalExercise: $30.21Exp: 2022-02-14→ Common Stock (10,200 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$6.68/sh−12,500$83,500→ 0 totalExercise: $27.32Exp: 2023-02-12→ Common Stock (12,500 underlying) - Disposition to Issuer
Employee Stock Options (right to buy)
2015-10-28$4.96/sh−17,100$84,816→ 0 totalExercise: $29.04Exp: 2025-02-10→ Common Stock (17,100 underlying)
Footnotes (10)
- [F1]Half of these performance units were disposed of pursuant to a merger agreement, dated May 31, 2015, by and among Duke Acquisition Holdings, LLC, Duke Acquisition, Inc., MacDermid Americas Acquisitions, Inc., and the Issuer (the "Merger Agreement") in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level, plus any earned cash dividend equivalents, with the remaining performance units forfeited back to the Issuer for no consideration.
- [F10]Disposed of pursuant to the Merger Agreement in exchange for a cash payment approximately equal to the difference (if positive) between $34.00 and the exercise price of the stock option multiplied by the number of outstanding shares (both vested and unvested) subject to the stock option.
- [F2]Includes 14 dividend equivalents acquired on outstanding performance units awards through an exempt dividend equivalent feature.
- [F3]Performance units disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per performance unit, representing payout for the applicable performance share award at target performance level.
- [F4]Dividend equivalents on outstanding performance units awards disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per dividend equivalent.
- [F5]Disposed of pursuant to the Merger Agreement in exchange for the right to receive $34.00 in cash per share.
- [F6]These options were fully vested.
- [F7]These options vested or were to vest in three equal installments on February 12, 2014, 2015, and 2016.
- [F8]These options vested or were to vest in three equal installments on February 11, 2015, 2016, and 2017.
- [F9]These options were to vest in three equal installments on February 10, 2016, 2017 and 2018.
Documents
Issuer
OM GROUP INC
CIK 0000899723
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000899723
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 1:31 PM ET
- Size
- 26.5 KB