4//SEC Filing
Rubicon Technology, Inc. 4
Accession 0000899243-15-007466
$RBCNCIK 0001410172operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 4:23 PM ET
Size
11.7 KB
Accession
0000899243-15-007466
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2015-11-01−1,155→ 2,310 total→ Common Stock (1,155 underlying) - Exercise/Conversion
Restricted Stock Units
2015-11-01−2,991→ 5,980 total→ Common Stock (2,991 underlying) - Exercise/Conversion
Common Stock
2015-11-01+4,146→ 4,938 total - Tax Payment
Common Stock
2015-11-01$1.10/sh−1,510$1,661→ 3,428 total
Holdings
- 2,100(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On November 1, 2014, the reporting person was granted 8,971 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F3]On November 1, 2013, the reporting person was granted 4,621 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
Rubicon Technology, Inc.
CIK 0001410172
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410172
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 4:23 PM ET
- Size
- 11.7 KB