Rubicon Technology, Inc. 4
4 · Rubicon Technology, Inc. · Filed Nov 3, 2015
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2015-11-01−1,155→ 2,310 total→ Common Stock (1,155 underlying) - Exercise/Conversion
Restricted Stock Units
2015-11-01−2,991→ 5,980 total→ Common Stock (2,991 underlying) - Exercise/Conversion
Common Stock
2015-11-01+4,146→ 4,938 total - Tax Payment
Common Stock
2015-11-01$1.10/sh−1,510$1,661→ 3,428 total
Holdings
- 2,100(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On November 1, 2014, the reporting person was granted 8,971 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- [F3]On November 1, 2013, the reporting person was granted 4,621 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.