4//SEC Filing
Unilife Corp 4
Accession 0000899243-15-007480
CIK 0001476170operating
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 5:15 PM ET
Size
7.6 KB
Accession
0000899243-15-007480
Insider Transaction Report
Form 4
Unilife CorpUNIS
Shortall Alan
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2015-10-26+2,951,668→ 10,709,043 total - Other
Common Stock
2015-09-30−2,951,668→ 7,757,375 total
Holdings
- 55,074(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]On September 30, 2015, Alan Shortall defaulted on loans with an unaffiliated third party under which an aggregate of 2,951,668 shares of common stock were pledged and as such Mr. Shortall may be deemed to have transferred beneficial ownership in such shares to the lender on such date. On October 26, 2015, Mr. Shortall cured the default and as such Mr. Shortall may be deemed to have re-acquired beneficial ownership in such shares from the lender on such date. Pursuant to an agreement with the lender, Mr. Shortall agreed that an upside sharing payment may be due to the lender upon settlement of the loan at maturity based on an appreciation of the share price of the Issuer's common stock.
- [F2]Owned by spouse of Mr. Shortall.
Documents
Issuer
Unilife Corp
CIK 0001476170
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001476170
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 5:15 PM ET
- Size
- 7.6 KB